- Capital One (Melville, NY)
- …risk management, or compliance experience** + **Certified Regulatory Compliance Manager (CRCM) accreditation, Fair Credit Reporting Act (FCRA) for Data ... you will execute control reviews based on the line of business, the regulatory risks that business faces, and internal processes. You will collaborate with an… more
- Lumen (Albany, NY)
- …with CIM staff, custodian bank representatives, service providers, and investment managers. Reporting to the Director of Investment Operations, the Analyst will be ... asset allocation, performance data, and investment-related operational, actuarial, and regulatory information. + Utilize advanced data analysis tools and techniques… more
- John Deere (Albany, NY)
- …policies and procedures to ensure compliance with legal and regulatory hotline/whistleblower requirements. Oversee the intake/triage, investigation, and resolution ... regulations - Establishing, maintaining, or evolving policies and procedures for reporting , investigating, and resolving hotline concerns - Advancing a speak-up… more
- SUNY Upstate Medical University (Syracuse, NY)
- …SAE and protocol deviation reporting and management, communication and periodic reporting to regulatory agencies and financial sponsors, secure and track all ... Job Summary: Position is Project Manager for a large multi-site clinical trial. Train and... regulatory and financial documents from all sites; critical role in… more
- Citigroup (New York, NY)
- …key stakeholders to ensure concentration limits are appropriately calibrated + Risk Reporting and Communication - Prepare clear, concise, and compelling risk reports ... in a way that resonates with diverse audiences. + Regulatory Compliance - Prior experience of with implementation of...to Policy and Procedures - Ensure all monitoring and reporting procedures align with ECRM risk policies and work… more
- Citigroup (New York, NY)
- …end-to-end accountability and data-driven decision-making + Drive strategic, operational, reporting and quality improvements through partnership with internal teams, ... Provide oversight and management of business critical OKRs, Business Critical Milestone Reporting process and other reporting processes to ensure quality,… more
- Neuberger Berman (New York, NY)
- …Private Markets group. This role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will be involved in hiring, managing, and ... understanding of existing NBSF funds' investments, structure, operations and reporting to prepare for the new fund launch +... + Monitoring compliance with the SEC and IRS regulatory tests in coordination with legal and tax teams… more
- CAMBA (Brooklyn, NY)
- …and substance abuse. Position: Shift Supervisor Reports To: Assistant Program Manager Location: Atlantic House Men's Shelter (2402 Atlantic Avenue, Brooklyn, NY ... using the SCIMS as needed. + Administer constructive discipline to direct reporting staff, as needed. + Communicate effectively with clients, direct reporting… more
- TD Bank (New York, NY)
- …processes and enforce data governance policies to meet specific project needs, regulatory requirements and best practices + Support the development of presentations ... business teams in the use and understanding of the data and reporting solutions + Develops data road map/information management strategies and corresponding… more
- Nuveen Investments (New York, NY)
- …and systemization. + Support the Legal and Compliance department in meeting regulatory requirements on proxy voting and reporting . + Support Responsible ... manages a team responsible for proxy account setup, voting execution, and proxy reporting across Nuveen. The function involves working with custodian banks to ensure… more