- Nuveen Investments (New York, NY)
- …and systemization. + Support the Legal and Compliance department in meeting regulatory requirements on proxy voting and reporting . + Support Responsible ... manages a team responsible for proxy account setup, voting execution, and proxy reporting across Nuveen. The function involves working with custodian banks to ensure… more
- TD Bank (New York, NY)
- …business teams in the use and understanding of the data and reporting solutions + Develops data road map/information management strategies and corresponding ... financial and customer information according to risk level and regulatory requirements. + Experience establishing and maintaining metadata repositories that… more
- Healthfirst (NY)
- …for the department + Supports the validation of all department finance related regulatory reporting submitted by Healthfirst to State and Federal agencies + ... + Intermediate level of understanding how to use Business Intelligence/ reporting tools Base SAS/SAS EG/Tableau/Aginity Workbench/SQL Server Management Studio +… more
- NBC Universal (New York, NY)
- …for our tax function. This role is responsible for tax strategy, compliance, reporting , risk management, and business advisory. The ideal candidate will bring deep ... and assess impact to the organization. Tax Compliance & Reporting + Oversee all aspects of corporate tax compliance...of tax accounts and coordinate with external auditors and regulatory bodies. Planning & Optimization + Identify and implement… more
- News Corp (New York, NY)
- …DSS, SOX, HIPAA and Privacy compliance. + Support the Cyber Security Awareness Manager during awareness campaigns, including the reporting of findings, points of ... security control principles, privacy principles and a sound understanding of global regulatory and compliance requirements. Support the maintenance of the News Corp… more
- SMBC (New York, NY)
- …to provide advice and look holistically across projects, including regulatory remediation, target operating model implementation, and strategic change initiatives ... impacts * Conduct reviews to ensure projects are added to the project reporting system and continuously updated with relevant, accurate, and timely data suitable for… more
- Bank of America (New York, NY)
- …Risk, through updating and maintaining existing risk systems. Assist with new Regulatory requirements and build/improve processes to a point that they can be ... handed over to the appropriate team for on-going production (EST, Internal/External Reporting , GBS). Provide a "One Stop Shop" for Risk Managers, GRA, external teams… more
- Comunilife (Brooklyn, NY)
- …and emergency calls outside regular work hours. + Under supervision of the Property Manager , ensure all regulatory inspections are performed on time and filed in ... in Brooklyn. Under the direct supervision of the Property Manager , and direction of the VP of Real Estate,...elevators, etc. on a routine basis in accordance with regulatory guidelines. Maintain log of all mandated building maintenance,… more
- MUFG (New York, NY)
- …direct communication with assigned customers, if needed by RM (relationship manager ). + Coordinate and communicate critical account information to various related ... deals and covenant in line with policies and procedures. Manager will periodically check in, however, associates can also...a decision. Policy Compliance + Ensure compliance with external regulatory requirements (JFSA, BOJ, FRB, OCC and FDIC). +… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management (JPMAM), a leading global alternatives manager , offers innovative solutions backed by vast resources and robust governance. Our ... raising and investment vehicle formation, eager to develop new capabilities in regulatory positioning and credit facilities. **Job Summary** As a Vice President in… more