- Bank of America (New York, NY)
- …Legal (both internal & external), Compliance, Technology, FINRA (and other regulatory agencies), Client Services, Settlement Operations, Risk, DTCC, and Transfer ... system for communication and distribution to other broker dealers and regulatory agencies. + Maintain and distribute electronic prospectuses, ECC Memos and… more
- M&T Bank (Getzville, NY)
- …This position will also research and resolve M&T/Bayview verbal and regulatory and non- regulatory written customer correspondence. **Primary Responsibilities:** ... + Prescreen and document escalated customer complaint cases appropriately in Service Manager . + Perform daily, weekly, monthly, and annual case reporting and… more
- M&T Bank (Buffalo, NY)
- …M&T Bank (critical businesses, mergers and acquisitions, cost saving initiatives, regulatory changes and requirements, etc.) is required for the continuous ... governance areas. + Research and analyze industry best practices and regulatory requirements and make recommendations for policy enhancements to improve resiliency… more
- University of Rochester (Rochester, NY)
- …applicable, ensures proper allocation of expenses, equipment and study materials. Regular reporting to Clinical Research Regulator Manager to track financial ... units within and external to the University. **ESSENTIAL FUNCTIONS** ** Regulatory /Study Administration Responsibilities:** + Responsible for all aspects of clinical… more
- Catholic Health Services (Melville, NY)
- …Inpatient Clinical Optimization: Care Coordination, Progression, and Variation 1. Regulatory and Standardization Initiatives Maintains knowledge of regulatory ... clinical documentation. Works with Corporate Compliance to interpret new regulatory and compliance requirements and develops standard system-wide implementation… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... Credit & Valuation team. This Data & Program Analytics Manager role is within the Division of Strategic Operations...safe affordable housing in New York City. Your Role: Reporting to the Executive Director of Data & Program… more
- Amalgamated Bank (New York, NY)
- …and FIS ACH deadlines + Enforces all Bank ACH security and operating procedures, reporting all violations to ACH Manager + Research and resolve customer ... resolve errors and track, archive supporting documents + Assist with ACH reporting requirements + Review and research unposted/unprocessed item reports and take… more
- TD Bank (New York, NY)
- …Business from front-to-back from Sales and Trading to settlements and financial and regulatory reporting and everything in-between. This role has a strong ... design and implementation of esoteric risk metrics associated with key regulatory initiatives (FRTB) for Equity Derivative products. The candidate should effectively… more
- JPMorgan Chase (Brooklyn, NY)
- …Associate in the Controls Governance team, you'll support the CIB Chief Control Manager in delivering executive controls reporting and interacting with senior ... in the Controls Governance team, you will support the CIB Chief Control Manager with executive controls reporting and governance tasks. Collaborate with… more
- Lactalis American Group Inc. (Walton, NY)
- …Type Full-time Description TITLE: Quality Compliance Supervisor REPORTS TO: Quality Manager LOCATION: Walton, New York Lactalis Heritage Dairy is currently seeking ... food safety and compliance systems as well as by instilling regulatory awareness and commitment. The Compliance Supervisor will perform fact-based assessments… more