- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join...Compliance team in a manner consistent with the Bank 's risk culture and the relevant risk appetite statement… more
- TD Bank (New York, NY)
- …to join our Compliance Control Room. This role is critical in managing and mitigating conflicts of interest across the firm's global business lines. The ideal ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is...and other business units within TD Securities and TD Bank as needed + Oversee the design, implementation, and… more
- Bank of America (New York, NY)
- Director - Business Selection & Conflicts Group New York, New York **Job Description:** Bank of America ( www.bankofamerica.com ) is one of the world's largest ... asset management and other financial and risk-management products and services. ** Director in Business Selection & Conflicts Group** The Business Selection &… more
- Bank of America (New York, NY)
- Director , Sr Business Control New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...line of business, COO and other support functions (eg Compliance , Operational Risk). Responsible for creating, enhancing and overseeing… more
- Bank of America (New York, NY)
- Director , Post Trade Product Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...with critical support partners. eg Technology, Sales & Trading, Compliance , Legal, Operations, ETRM, etc. + Manage and govern… more
- US Bank (New York, NY)
- At US Bank , we're on a journey to do our...excel at-all from Day One. **Job Description** As the Director of Asset-Backed Securities (ABS) Sales, you will be ... to life, and each person is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive… more
- Citigroup (New York, NY)
- …that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be ... line with the fundamental interests of the Citi Private Bank . + Help team members acquire the experience necessary...and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability… more
- Mizuho Corporate Bank (New York, NY)
- …Summary: + Play a critical role in origination, structuring, originating and managing execution of digital infrastructure transactions + Lead efforts with partners ... the team and provide guidance and feedback + Attend bank meetings, industry events, conferences, and seminars + Ensure... meetings, industry events, conferences, and seminars + Ensure compliance of all internal and external matters in accordance… more
- Mizuho Corporate Bank (New York, NY)
- …FR2052a data. In this role, you will be responsible for leading and managing the Liquidity Regulatory Reporting Mizuho Americas LLC production team, ensuring the ... accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong leadership skills, deep knowledge… more
- TD Bank (New York, NY)
- … **Job Description:** **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a complex, fast-paced, setting as we build a new compliance structure that better aligns with the bank...key process steps prior to closure + Tracking US Compliance Enforcement Actions. + Managing audit and… more