- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reporting functions. + Partner with the Office of Oversight & Control to conduct market benchmarking and peer analysis. + Collaborate with IT, Operations, ... **Job Summary** Under general direction, the Director of Regulatory Reporting and Analysis will be responsible for capital and liquidity risk management, as well as … more
- MyFlorida (Tallahassee, FL)
- REGULATORY SUPERVISOR/CONSULTANT - SES - 64080593 Date: Aug 26, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify ... . Requisition No: 859680 Agency: Department of Health Working Title: REGULATORY SUPERVISOR/CONSULTANT - SES - 64080593 Pay Plan: SES Position Number:… more
- MyFlorida (Tallahassee, FL)
- REGULATORY SUPERVISOR/CONSULTANT - SES - 64080551 1 1 1 Date: Aug 29, 2025 The State Personnel System is an E-Verify employer. For more information click on our ... Requisition No: 859952 Agency: Department of Health Working Title: REGULATORY SUPERVISOR/CONSULTANT - SES - 64080551 1 1 1...securing court reporters, and meeting set up requests in compliance with policy. This is accomplished in coordination with… more
- MyFlorida (Tallahassee, FL)
- REGULATORY SPECIALIST II - 64080522 Date: Aug 26, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 859706 Agency: Department of Health Working Title: REGULATORY SPECIALIST II - 64080522 Pay Plan: Career Service Position Number:… more
- Bank of America (Miami, FL)
- …regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel * Manages day-to-day Financial Advisor (FA) ... job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill...conduct * Partners with FAs, CAs, and other market personnel to manage risk of business growth initiatives,… more
- Wolters Kluwer (Tampa, FL)
- …efforts, embedding automation and intelligence to elevate audit workflows and compliance confidence. **Go-to- Market & Commercialization** + Act as the ... role sits at the intersection of platform innovation, AI enablement, and go-to- market excellence, ideal for a product leader who brings end-to-end accountability,… more
- American Express (Sunrise, FL)
- …to applicable regulatory requirements (eg, consumer protection, fair lending, privacy, market conduct , etc.) + Proactively identify and assess compliance ... compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and corrective action planning + Coordinate… more
- MUFG (Tampa, FL)
- …and trusted level and exhibit a high standard of performance and professional conduct that will create a culture of integrity and inclusion; where all individual ... good judgment and support MUFG's Principal of Ethics and Conduct . + Identify and understand risks and controls in...impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry… more
- Highmark Health (Tallahassee, FL)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Highmark Health (Tallahassee, FL)
- …Health clinical areas to support clinical quality auditing, The Senior Risk Compliance Analyst is responsible for monitoring and analyzing medical and utilization ... management activities to ensure compliance with internal policies, state, CMS, and federal regulations. This role serves as a clinical subject matter expert,… more
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