- Citigroup (Getzville, NY)
- …and excellent oral/written communication skills ( Regulatory , Risk, Internal Audit or Compliance background a plus) + Experience in Market Risk Management is ... **Key Responsibilities:** + Manage complex regulatory interactions, including in-depth regulatory exams and ad-hoc requests related to Market Risk and… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes ... regulatory advice on FINRA/SEC requirements to cover associated conduct of business requirements including reporting, disclosure, documentation and related… more
- Highmark Health (Albany, NY)
- …team of specialists. Identify, develop, coordinate, and implement legislative, regulatory , sub- regulatory , and licensing / accreditation requirements.Perform ... ongoing monitoring and analysis of external regulatory and industry intelligence, collaborating with impacted stakeholders, and providing regular, executive… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... our clients an important bridge to this key global market for trade and investment flows across the Americas...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... our clients an important bridge to this key global market for trade and investment flows across the Americas...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- M&T Bank (Buffalo, NY)
- …are aware of these practices before and during their supervisory exams and regulatory compliance activities. + Communicate with business units regarding timing ... compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including… more
- LSI Solutions (Victor, NY)
- …Rest-of-World (ROW) regulatory approvals, while maintaining full Quality and Regulatory compliance with all standards that govern the design, development, ... and corporate policies and procedures regarding submissions and other requirements for market approval of medical devices. + Revise regulatory procedures with… more
- Citigroup (New York, NY)
- …global needs. These services are supported by our extensive on-the-ground local market expertise, innovative technologies, customized data solutions and a wide range ... be tailored to meet clients' needs. The Investor Services Head of Controls and Regulatory Management (C-16) will be tasked with leading and managing the global risk… more
- Mizuho Corporate Bank (New York, NY)
- …identified gaps. + Conduct independent deep dives and thematic reviews on regulatory reporting risk areas and track the remediation of identified gaps to drive ... findings, and oversight outcomes. Cross-Functional Collaboration: + Partner with Finance, Regulatory Reporting, Data Owners, IT Risk, Compliance , and Internal… more
- Citigroup (New York, NY)
- …role that requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk, Internal Audit or Compliance background a plus) + ... interaction, exam management/coordination, and issue management/ resolution **Job Family Group:** Compliance **Job Family:** Regulatory Liaison & Exam Management… more