- Citigroup (Getzville, NY)
- …The team performs data quality and analysis of information that feeds the CitiRisk Market system. This data is used for market risk limit reporting, VaR, ... Stress VaR, Historical VAR and other regulatory calculations. **Responsibilities:** + Data analysts will be responsible...responsible for the data quality review and remediation of market risk data including: + Stress Testing data and… more
- Marex (New York, NY)
- …broader Market Operations team and cross-functionally with clearing, sales, compliance , and product development teams. Marex has unique access across markets ... as a subject matter expert during critical system outages or issues. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA,… more
- City National Bank (New York, NY)
- …and models are assessed, monitored, and reported effectively, while meeting regulatory standards. Will also oversee implementation of asset allocation and strategy ... Head of Investment Risk in identifying, analyzing, and assessing investment, market , liquidity, counterparty, and operational risks across investment portfolios. * … more
- Mizuho Corporate Bank (New York, NY)
- …rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct , financial crime, technology, credit risk, market risk, ... equities, electronic and program trading, equity research, sales, trading mandates, markets conduct , swap dealer and security-based swap dealer as well as Volcker… more
- Community Housing Innovations (White Plains, NY)
- …applicable to accounting. + Maintain all client files to ensure files are in compliance with HUD. Observe all regulatory and reporting requirements to ensure all ... client files are audit ready for grant and funding compliance . Pay: $27.88 an hour, $57,990.40 annually FLSA: Non...to assist in the purchase of their first home. Conduct an eligibility and affordability analysis for every completed… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more
- Citigroup (Queens, NY)
- …and propose solutions or improvements to enhance the models + Ensure compliance with regulatory standards + Effectively communicate validation findings to ... for measuring and analyzing all types of risks, including market , credit, and operational. In areas related to credit...Supervisory and Peer Reviews across the specific portfolio. + Conduct thorough and end to end validation of models… more
- Tompkins Community Bank (Ithaca, NY)
- … Compliance Review & Monitoring Schedule prepared by the Director of Bank Compliance . + Occasional travel to market locations. Qualifications + An Associate's ... will be expected to perform various duties relating to Compliance function specializing in the Community Reinvestment Act (CRA),...Fair Lending programs to board of directors and various regulatory agencies. + Prepare annual CRA and HMDA filings… more
- Citigroup (New York, NY)
- …growth and serve client interests while adhering to internal and regulatory policies. **Responsibilities:** + Managing business P&L globally and regionally. This ... requirements for Product Development, ensuring that a structured approach to market analysis is adopted, commercial judgement exercised, and requirements are agreed… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... our clients an important bridge to this key global market for trade and investment flows across the Americas...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more