- BlackRock (New York, NY)
- …where needed. The role reports to the AMRS Head for Financial Crime compliance . **Key Responsibilities:** + Conduct financial crime reviews of private ... team + Conduct FC training for business and legal and compliance **Knowledge/Experience:** + The successful candidate should have 5+ years of experience in… more
- Cushman & Wakefield (New York, NY)
- …Diesel Compliance Program Management: + Manage the Generator and Diesel compliance program, ensuring all systems meet regulatory requirements. + Collaborate ... and work order management. + Experience with generator and diesel system compliance , including regulatory requirements (eg, air quality permits). + Excellent… more
- Marex (New York, NY)
- …Open and maintain accounts with correspondent banks and funding banks + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- MUFG (New York, NY)
- …portfolio presentations for management **Policy Compliance ** + Ensure compliance with external regulatory /internal policy and procedural requirements + ... credit exposures within portfolios and individual transactions, keeping abreast of market trends and developments. May develop and lead strategic initiatives,… more
- MUFG (New York, NY)
- …align with client objectives and risk tolerance. + Maintain awareness of evolving market trends and regulatory changes to proactively identify new product ... to effectively communicate the bank's structured solutions and competitive advantages. + Conduct client research related to their financing needs and key performance… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... practices/disciplines + Sound to advanced knowledge of external competition, industry and/or market trends in relation to own function/business + Focuses on short to… more
- CIBC (NY)
- …of business, including high-level understanding of operations and trading + ** Regulatory Awareness-** Understanding of compliance requirements related to ... development of actionable and sustainable recovery strategies that ensure alignment with regulatory expectations and corporate guidelines. A key aspect of this role… more
- Citigroup (New York, NY)
- …and Data issue resolution, ERM Transformation Progress, EUC Remediation efforts, Regulatory Compliance , Compensating Controls validation and remediation. + ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and adoption of consistent data… more
- ManpowerGroup (New York, NY)
- …and monitor market risk exposures across various financial products, ensuring compliance with internal risk limits and regulatory requirements. + Support the ... marketing risk experience to join their team. As a Market Risk Manager, you will be part of the...risk reports, dashboards, and presentations for senior management and regulatory bodies. + Conduct stress testing and… more
- TD Bank (New York, NY)
- …for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related ... of non-wire payment methods like drafts and checks. + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, anti-money… more