- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... our clients an important bridge to this key global market for trade and investment flows across the Americas...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- Marex (New York, NY)
- …upskill developers and exploiting opportunities to automate quality control + Ensuring compliance with the company's regulatory requirements under the SEC, ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- Marex (New York, NY)
- …and new benefits that may be developed from time to time. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- Marex (New York, NY)
- …credit trading to resolve settlement and corporate action related breaks. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- JPMorgan Chase (New York, NY)
- …enhancement of mortgage financial products/features from ideation to launch, considering market trends, customer needs, regulatory requirements, and ongoing ... possess a deep understanding of the mortgage business, its processes, and regulatory complexities. Collaboration with the Head of EMEA Mortgage Solutions is… more
- MUFG (New York, NY)
- …solutions for clients, including corporates, asset managers, and insurance companies. + Conduct research on market trends, comparable transactions, and client ... profiles to inform structuring discussions. + Maintain awareness of evolving market trends and regulatory changes to proactively identify new product… more
- Huntington National Bank (New York, NY)
- …areas of the bank (eg, CSG, commercial banking, capital markets), thereby gaining market share and developing new areas of opportunity across the bank's footprint. + ... Stress Testing/Forecasting/Concentration Analysis + Macroeconomic and industry evaluations + Conduct portfolio reviews with portfolio management and senior management… more
- Ryder System (Albany, NY)
- …life. Develop and maintain current knowledge on fuel system components. + Regulatory Compliance :Remain current on environmental regulations to ensure ... Engineering is responsible for ensuring that Ryder environmental projects are managed in compliance with all regulatory and Ryder requirements; and that both… more
- Immediate Mailing Services (Liverpool, NY)
- …and work with the production team to resolve issues. + Ensure compliance with company policies, industry standards, and regulatory requirements, including ... and consistency across the organization, differences in responsibilities, qualifications, and market conditions may result in varied compensation levels. Our goal is… more
- C&W Services (New York, NY)
- … with all EH&S record keeping requirements, including corporate and regulatory compliance /program documentation, eg, auditing, training, medical, and OSHA ... EH&S activities, including implementation, monitoring, and review of C&W compliance /performance. **Job Description** ESSENTIAL FUNCTIONS AND RESPONSIBILITIES * Create,… more