- HSBC (New York, NY)
- …creation of solutions to customer needs that span geographical/product boundaries and regulatory environments + Understand and ensure compliance with all ... external rules, regulations and procedures that apply to the conduct of the business + Assist and oversee the...Demonstrable deep understanding of capital securities and knowledge of market , investor, and regulatory developments + Proven… more
- SMBC (New York, NY)
- …a first line standpoint; and address internal findings issued by lines of defense. + Compliance with the firm's code of conduct and adhere to proper controls ... experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible… more
- University of Rochester (Rochester, NY)
- …be determined by considering factors including, but not limited to, market data, education, experience, qualifications, expertise of the individual, and internal ... with conducting human subject research specific to study protocols and in compliance with Good Clinical Practice (GCPs) guidelines and sponsor requirements. Directs… more
- M&T Bank (Buffalo, NY)
- …+ Provide support on dedicated meetings/projects/initiatives for your respective Retail Market as warranted. + Adhere to applicable compliance /operational risk ... **Must be in Buffalo footprint.** **Overview:** Support regional and market productivity through expert sales and service consultation with both Retail Leadership… more
- New York Power Authority (Astoria, NY)
- …and monitoring environmental and safety programs and policies to ensure compliance with federal, state, and local environmental, health, and safety regulations, ... and implementation of procedures and techniques to meet environmental regulatory obligations and permitting requirements. Applies scientific theories to develop… more
- Highmark Health (Buffalo, NY)
- …**JOB SUMMARY** This job performs transactional non-clinical quality audits and tasks in compliance with all regulatory compliance guidelines, UM Contracted ... complete review and analysis of transactions as required byall regulatory compliance guidelines, UM Contracted Clients as...expectations as set forth in the code of business conduct and company policies._ _As a component of job… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes ... data analytics in a digestible manner for senior leadership. + Conduct internal and external benchmarking/analysis. Implement necessary system changes, update… more
- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... assurance function within internal audit department, particularly covering the credit, market , and liquidity risk related audit activities. The QA Director will… more
- Mizuho Corporate Bank (New York, NY)
- …of financial services risk management operations, balance sheet management, liquidity, compliance , conduct , financial crime, credit risk, operational and ... other administrative and management tasks pertaining to managing of market risk and/or liquidity risk. Responsibilities + Experience or...third-party risk, regulatory reporting, know your customer (KYC) and client onboarding… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... our clients an important bridge to this key global market for trade and investment flows across the Americas...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
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