- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes ... Primary Quant faceoff for PFE/XVA combined modeling strategy + Conduct research on trading cost models, liquidity models, risk...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more
- City of New York (New York, NY)
- …of Quality Assurance & Fiscal Integrity ensures the integrity, efficiency, and regulatory compliance of agency operations, advising programs of potential risks ... staying abreast of legal and federal, state and city regulatory requirements. The Process Evaluation Review Team (PERT) is...techniques to improve performance. - Research, draft reports, and conduct analytical summaries as needed in compliance … more
- Bloomberg (New York, NY)
- …inherent risks related to information security, privacy, resiliency, concentration, regulatory compliance , subcontracting, location / geography, among others. ... vendor and vendor engagement inventory and risk profiles + Conduct due diligence control assessments, continuously monitor and report...on risk + Provide and coordinate input to key compliance , legal and regulatory initiatives + Demonstrate… more
- Villa of Hope (Rochester, NY)
- …these programs in alignment with Value Based Payment principles, including regulatory compliance , risk management, staff development, and program budgets. ... especially the Sanctuary Model and Diversity, Equity, Inclusion, & Belonging. Exercises full compliance with the Agency's Code of Conduct , all other Agency… more
- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... transaction background, deal structure, facility terms and conditions, US regulatory classification, profitability, country & geopolitical risks and relationship… more
- Sumitomo Pharma (Albany, NY)
- …Business Conduct and the Office of the Inspector General's Compliance Program Guidance for Pharmaceutical Manufacturers. + The specialty representative role will ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and… more
- UGI Corporation (Lockport, NY)
- …eligibility status, and where the employee lives and/or works. Nearest Major Market :Buffalo Job Segment: Compliance , Behavioral Health, Substance Abuse, Field ... aspects of safety within the assigned district location, including compliance with safety codes and policies, + Articulates a...team to resolve customer issues timely as needed + Conduct priority customer visits to enhance relationships and … more
- SHI (Albany, NY)
- …they use technology to advance the business, generate revenue, and respond quickly to market demands. We call it Digital Agility.** **To learn more about how we're ... enabling them to effectively design, implement, and manage data governance and compliance solutions. This role requires a proactive individual with a keen… more
- City of New York (New York, NY)
- …and update existing management systems to support research, data analysis, and regulatory compliance . - Implement corrective actions associated with assessments, ... the City of New York - Interact with field and intra-agency personnel, and regulatory agencies. - Maintain various records and conduct research. - Prepare and… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... our clients an important bridge to this key global market for trade and investment flows across the Americas...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more