- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... our clients an important bridge to this key global market for trade and investment flows across the Americas...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- University of Rochester (Rochester, NY)
- …be determined by considering factors including, but not limited to, market data, education, experience, qualifications, expertise of the individual, and internal ... Research), project sponsors (NIH, NSF, Dod etc.) participating research programs and regulatory agencies. In partnership with the Accountant II staff member, reviews… more
- BlackRock (New York, NY)
- …counsel. + Advise business teams regarding key initiatives and special projects. + Conduct research and draft comments on various regulatory proposals and ... will also work closely with other teams within BlackRock's Legal & Compliance department. **Responsibilities:** + Provide legal advice and counsel on matters related… more
- Bloomberg (New York, NY)
- … professionals on gathering, organizing and analyzing data to address legal or compliance matters (eg, regulatory filings) + Assist with drafting and managing ... Trademark Paralegal Location New York Business Area Legal, Compliance , and Risk Ref # 10043920 **Description & Requirements** The energy of a newsroom, the pace of a… more
- Citigroup (New York, NY)
- …Private Bank to maintain control, find solutions and resolve issues. + Ensure compliance on regulatory requirements and minimizes any potential liability for ... HNW target names. Thus thorough knowledge of the relevant market is critical and a track record evidencing the...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MUFG (New York, NY)
- …goals + Conduct regular business reviews with key suppliers to ensure compliance with contract deliverables ** Market Research & Analysis** + Provide full and ... Develop, instill and demonstrate sustained performance with performance management/reporting, compliance , issue/escalation management, and continuous improvement routines are critical… more
- RWE Clean Energy (Valhalla, NY)
- …I will have a in-depth understanding of the various tests required and how to conduct the tests to meet regulatory requirements and on-time. The Senior Engineer ... The Electrical BOP team works closely with RWECE's Operations, Asset Management and Compliance Team as well as the Development / Construction Teams to ensure all… more
- Coinbase (Albany, NY)
- …research and monitoring. * * Compliance & Regulation*: * Ensure end-to-end compliance of execution processes with regulatory standards and internal policies. ... management setting. In addition to assisting with real-time execution and monitoring market conditions, this role will focus on project-based work to improve trading… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. + Champions a high-performance ... + Actively identifying and designing strategic initiatives based on business and market knowledge, presenting business cases to multiple stakeholders to gain support… more
- Actalent (Ballston Spa, NY)
- …as the primary liaison with customers and plays a key part in maintaining compliance with ISO and regulatory standards. You'll be actively involved in audits, ... specifications and quality standards. Quality Assurance & Compliance + Maintain compliance with ISO standards and regulatory requirements. + Report on… more