- Scotiabank (New York, NY)
- …sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives ... of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of … more
- MUFG (New York, NY)
- …and trusted level and exhibit a high standard of performance and professional conduct that will create a culture of integrity and inclusion; where all individual ... good judgment and support MUFG's Principal of Ethics and Conduct . + Identify and understand risks and controls in...impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry… more
- SMBC (New York, NY)
- …for SMBC Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing ... relevant business units. + Assists in providing advice on regulatory and compliance requirements to business unit...requirements to business unit staff so that they may conduct their business in conformance with regulatory … more
- Highmark Health (Albany, NY)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Capgemini (New York, NY)
- …to practice growth. + Identify and pursue new business opportunities in FRC, conduct market research to understand industry trends. The role requires building ... or industry roles focused on finance, risk management, or regulatory compliance , ideally within financial services or...strategy and design to engineering, all fueled by its market leading capabilities in AI, cloud and data, combined… more
- CIBC (New York, NY)
- …Identify control weaknesses and root causes of compliance deficiencies, conduct extensive research to support regulatory findings/control weaknesses and ... the design and effectiveness of business controls in meeting regulatory compliance . This position primarily supports the...of $95,000 - $138,000 for the New York, NY market based on experience, qualifications, and location of the… more
- Highmark Health (Albany, NY)
- …Health clinical areas to support clinical quality auditing, The Senior Risk Compliance Analyst is responsible for monitoring and analyzing medical and utilization ... management activities to ensure compliance with internal policies, state, CMS, and federal regulations. This role serves as a clinical subject matter expert,… more
- Scotiabank (New York, NY)
- …You'll Do** + Scope and execute compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on the ... our clients an important bridge to this key global market for trade and investment flows across the Americas...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- Mizuho Corporate Bank (New York, NY)
- …collaboratively with various Line of Business, Corporate Function, and Regionally aligned Compliance Conduct and Operational Risk (CCOR) groups to identify, ... control managers and lines of business for any Audit, Regulatory and Client AI requests. + Provide oversight and...other business and functional areas. + Monitor and ensure compliance with AI-related regulations + Conduct regular… more
- Rochester Institute of Technology (Rochester, NY)
- …advanced experience with the administration of university or corporate regulatory compliance , including externally sponsored academic research, **OR** ... on university level compliance committees as a compliance representative of the VPR + Conduct ...education/training, key skills, internal peer equity, as well as, market and organizational considerations when extending an offer. The… more