- SMBC (New York, NY)
- …Experience in a financial institution, FinTech, or other industry with regulatory environment.Familiarity with financial regulations and compliance frameworks ... experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible… more
- Citigroup (New York, NY)
- …efficient and effective way for Citigroup Global Markets and its clients. Conduct Quality Assurance (QA) testing of business process and support documentation with ... reference to project/ regulatory expectations. Define requirements for review, prioritization, and scheduling by technology teams. Conduct User Acceptance testing… more
- M&T Bank (Getzville, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... property needs to be registered based on ordinances. + Conduct research to determine if applicable ordinances are available...systems. M&T Bank is committed to fair, competitive, and market -informed pay for our employees. The pay range for… more
- M&T Bank (Getzville, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... action are made timely when applicable. **Primary Responsibilities:** + Conduct audits on loans in bankruptcy to ensure they...systems. M&T Bank is committed to fair, competitive, and market -informed pay for our employees. The pay range for… more
- Neuberger Berman (New York, NY)
- …non-investment teams of the firm. The role's primary responsibility is to conduct operational due diligence reviews on both existing and prospective investments ... portfolio accounting and fund administration, counterparty risk, technology, and compliance . The candidate should be comfortable participating in meetings with… more
- CAMBA (Brooklyn, NY)
- …effectively with clients, direct reporting staff, peers, supervisors, and funders. + Ensure regulatory compliance is met per NYS DHS, NYS OTDA, NYC FDNY, ... Ensure security and residential aide and social service staff conduct new client orientation within 24 hours of entry...materials for the program. + May reach out and market the program to the community to obtain resources… more
- University of Rochester (Rochester, NY)
- …Office for Human Subject Protection's policies and associated documentation, ensuring compliance with relevant local, state, and federal regulatory requirements. ... be determined by considering factors including, but not limited to, market data, education, experience, qualifications, expertise of the individual, and internal… more
- CAMBA (Brooklyn, NY)
- …as needed. + Communicate effectively with clients, peers, supervisors, and funders. + Ensure regulatory compliance is met per NYS DHS, NYS OTDA, NYC FDNY, NYC ... Ensure security and residential aide and social service staff conduct new client orientation within 24 hours of entry...periodic assessments of clients + May reach out and market the program to the community in order to… more
- CAMBA (Bronx, NY)
- …effectively with clients, direct reporting staff, peers, supervisors, and funders. + Ensure regulatory compliance is met per NYS DHS, NYS OTDA, NYC FDNY, ... Ensure security and residential aide and social service staff conduct new client orientation within 24 hours of entry...materials for the program. + May reach out and market the program to the community in order to… more
- Highmark Health (Westfield, NY)
- …and sanitation standards according to departmental policies and procedures and regulatory agency requirements. (10%) + Assumes additional responsibilities that may ... expectations as set forth in the code of business conduct and company policies._ _As a component of job...and expected contributions, as well as internal peer equity, market , and business considerations. The displayed salary range does… more
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