- Cushman & Wakefield (New York, NY)
- **Job Title** Director, Ethics & Compliance Counsel **Job Description Summary** We are seeking an experienced and dynamic Global Ethics & Compliance Counsel who ... will provide advice to employees on ethics & compliance topics and continue to evolve our Ethics &...and roll-out the related training and communication campaigns. + Conduct risk assessments to identify gaps and make recommendations… more
- Langan Engineering, Environmental, Surveying and Landscape… (New York, NY)
- …to make impactful contributions. Langan is seeking an Environmental Permitting and Compliance Engineer, Scientist, or Project Manager to join its collaborative team ... individual will serve a key function in performing multimedia environmental compliance and permitting projects, including air quality permitting and compliance… more
- TD Bank (New York, NY)
- …Surveillance Team leads, who are responsible for identifying and escalating potential market abuse alerts to Advisory Compliance and business supervisors. The ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing fair… more
- Citigroup (New York, NY)
- …(eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + Collaborate ... (dividends, stock splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of… more
- Scotiabank (New York, NY)
- …security and contribute to the overall success of the US IS&C's governance, regulatory compliance , and risk program. This role requires a seasoned professional ... strong background in information security, risk management, cybersecurity/technology risk, audit, regulatory compliance , and governance. The IS&C Senior Manager… more
- JPMorgan Chase (New York, NY)
- …Risks, to ensure compliance with prescribed thresholds and tolerances. + Conduct ad-hoc deep-dives on market themes, concentrated risks, exposure trends, and ... testing, and scenario analysis to assess counterparty portfolio exposures under various market conditions. You will execute and analyze regulatory stress… more
- University of Rochester (Rochester, NY)
- …team for clinical research conducted at CHeT. Ensures clinical data quality, regulatory compliance , and integrity of research documentation while collaborating ... and security. + Develops and maintains a robust change control program in compliance with quality and regulatory compliance standards for clinical research.… more
- TD Bank (New York, NY)
- … regulatory changes, and escalations. The ideal candidate will have sanctions regulatory and compliance knowledge and experience, as well as a functional ... proactive strategies, tactics, policies, and programs to effectively manage regulatory / compliance issues + Provides insight, guidance, and recommendations… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes ... They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more