- M&T Bank (New York, NY)
- …CCAR submissions related to the specific portfolio disciplines above + Ensures compliance with all policies, guidelines, and regulatory standards (Board, ALCO, ... the MSR Hedging Program at the bank. Effectively communicates financial market conditions to senior management. Uses knowledge of asset/liability management… more
- MUFG (New York, NY)
- …in accordance with review schedules and remain relevant in the context of business/ market events; + Ensure adherence to relevant regulatory requirements and ... close working relationships with Front Office, Operations, Risk, Audit, Compliance and Regulatory departments to ensure needs...+ Take reasonable measures to remain aware of key market and regulatory developments and, where necessary,… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... to, limit breaches, market abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and… more
- Mizuho Corporate Bank (New York, NY)
- …and the broader program to identify areas for continuous improvement. + Ensure compliance with applicable regulatory requirements and serve as a liaison with ... alignment with internal policies and standards, ensuring consistency with evolving market practices and regulatory expectations. + Support the advancement… more
- M&T Bank (Buffalo, NY)
- …CCAR submissions related to the specific portfolio disciplines above + Ensures compliance with all policies, guidelines, and regulatory standards (Board, ALCO, ... of the Middle Office at the bank. Effectively communicates financial market conditions to senior management. Uses knowledge of asset/liability management… more
- New York Power Authority (White Plains, NY)
- …and State. This role is responsible for ensuring that contractors and subcontractors conduct activities in compliance with all OSHA, EPA, NYPA regulations and ... Oversight Location: White Plains, US **Summary** Manager will lead EHS compliance across all NYPA Contractor construction and maintenance projects across NY… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more
- Citigroup (New York, NY)
- …helping to uphold financial stability, manage potential risks, and ensure regulatory compliance , which collectively support the company's overall financial ... + Solid understanding and experience with internal or external controls, regulatory compliance , and capital planning. + Excellent organizational skills… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... timeline identification, escalation, and remediation of Operational Risk Events and regulatory violations. + Collaborate with Global Market Supervision, business… more