- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more
- Capital One (New York, NY)
- …and guidance designed to document operating procedures and to support compliance with applicable regulatory obligations, corporate requirements and industry ... in order to reduce and identify risks related to market abuse through the management of controls and reviews...manager + At least 5 years of experience in compliance , surveillance, audit, or regulatory experience in… more
- City of New York (New York, NY)
- …- Decrementing errors and costs. - Developing policy and procedures. - Increasing regulatory compliance . - Bettering management communications and clarity in the ... recovery; decrementing errors and costs, developing policy and procedures, increasing regulatory compliance , bettering management communications and clarity in… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... the US Liquidity Reporting & Analytics team for Scotiabank ensuring regulatory compliance , enhancing liquidity reporting analytics, driving data integrity,… more
- M&T Bank (New York, NY)
- …CCAR submissions related to the specific portfolio disciplines above + Ensures compliance with all policies, guidelines, and regulatory standards (Board, ALCO, ... the MSR Hedging Program at the bank. Effectively communicates financial market conditions to senior management. Uses knowledge of asset/liability management… more
- Intertek (Cortland, NY)
- …position will support multiple Intertek Business Lines, ensuring the company meets regulatory , corporate and divisional export and import compliance requirements ... technical data transmission methods, reporting and other administrative requirements to ensure compliance with export regulations. + Develop and conduct export … more
- Wabtec Corporation (New York, NY)
- …for supporting various company-wide projects and initiatives addressing privacy and regulatory compliance risks. + Successful candidates should understand ... working with?** + Reporting to the VP of Legal, Compliance & Regulatory , the Senior Director, Privacy...and external parties, including global data protection authorities. + Conduct third-party vendor reviews to assess vendor compliance… more
- Marex (New York, NY)
- …Strategize to increase P&L, requiring analysis of markets and products. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, ... is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the...+ At all times complying with Marex's Code of Conduct + Carrying out regulatory activities under… more
- BMO Financial Group (NY)
- …AI practices, regulatory developments, and cloud technologies to ensure market leadership and compliance . **Qualifications & Experience:** **Education:** + ... Define and articulate the vision, strategy, and roadmap for AI/GenAI products. + Conduct market analysis, identify customer pain points, and leverage Design… more
- M&T Bank (Buffalo, NY)
- …CCAR submissions related to the specific portfolio disciplines above + Ensures compliance with all policies, guidelines, and regulatory standards (Board, ALCO, ... of the Middle Office at the bank. Effectively communicates financial market conditions to senior management. Uses knowledge of asset/liability management… more