- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... to develop proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues + Acts as key liaison with partners and… more
- Travelers Insurance Company (Albany, NY)
- …+ With limited oversight, facilitate and direct non-financial market regulatory activities, including market conduct exams, interrogatories, surveys, ... In this role, you will collaborate closely with senior leadership, managers, auditors, regulatory bodies, BI Compliance and cross-functional teams to drive audit… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more
- Mizuho Corporate Bank (New York, NY)
- …is critical to Mizuho's success in the Americas and in meeting evolving regulatory expectations. The Non-Financial Risk (NFR) Team has built a repeatable and ... our operational resilience frameworks and controls are robust, align with regulatory expectations and industry best practices, and are continuously improved. This… more
- Citigroup (New York, NY)
- …ethical conduct , and rigorously examine activities and processes to ensure compliance with relevant legal and regulatory requirements. + Stay informed about ... and ensuring decisions maintain the firm's reputation. + Proficiency in ensuring compliance with legal and regulatory requirements, demonstrating ability to… more
- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has launched an… more
- JPMorgan Chase (Brooklyn, NY)
- …you will work closely with various internal teams to develop a commercialization framework, conduct market research, and ensure our products meet risk and ... compliance requirements. This role provides an opportunity to leverage...governance requirements + Proven ability to comprehend and interpret market regulatory requirements to confirm and secure… more
- Citizens (New York, NY)
- …incentive plans, policy changes, material risk takers, and significant risk events. + Regulatory & Compliance Oversight + Ensure adherence to applicable laws and ... compliance teams on matters related to consumer credit risk. + Ensure compliance with all relevant regulatory requirements and industry standards. + Analytics… more
- Axis (New York, NY)
- …our goals. + Conduct audits of reinsurance transactions to ensure compliance with treaty terms and regulatory requirements. + Review reinsurance premiums, ... + Ensures that financial statements accurately reflect reinsurance transactions. **2. Compliance and Regulatory Adherence** + Confirms adherence to contract… more