- JPMorgan Chase (New York, NY)
- …with the overall market strategy. + Partner with local and functional Compliance to ensure the custody product operates within all relevant regulatory ... Product Manager to oversee all aspects of custody services in the US market . The ideal candidate will drive and maintain servicing capabilities aligned with US… more
- RGP (New York, NY)
- … Conduct thorough investigations into allegations of fraud, misconduct, and regulatory non- compliance , with a focus on asset misappropriation, financial ... will involve leading interrogative-style interviews to uncover fraud, misconduct, and regulatory violations. The ideal candidate will bring specialized expertise in… more
- Bank of America (New York, NY)
- …+ Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours ... by executing capital calculation testing and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and… more
- St. James Hospital (Hornell, NY)
- …current knowledge of New York State and FASB requirements and ensures Hospital compliance . Complies with and adheres to all regulatory agencies governing ... expected to understand and adhere to the Standards/Code of Conduct and the Corporate Compliance Plan as...required by the CCP Education Plan, in addition to compliance with organizational policies and procedures, regulatory … more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... our clients an important bridge to this key global market for trade and investment flows across the Americas...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- Marex (New York, NY)
- …and provide approval of Give-Ins, trade transfers and client payments. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- TD Bank (New York, NY)
- …area accountable for + Develops and maintains a robust understanding of the regulatory requirements, customer, market , and industry to deliver product and ... product perspective and guidance in governance frameworks, audits and regulatory exams, controls development and monitoring, issue management, operational risk… more
- Marex (New York, NY)
- …to increase P&L, requiring analysis of markets and products. + Ensuring compliance with the company's regulatory requirements under the applicable regulators. ... Company Values. + At all times complying with the applicable regulators Code of Conduct . + Carrying out regulatory activities under the relevant Marex trading… more
- TD Bank (New York, NY)
- …of their own field + Develops and maintains a robust understanding of the regulatory requirements, customer, market , and industry to deliver product and process ... have a proven record of building comprehensive product strategies, analyzing market and technology trends, collaborating with internal teams to implement features,… more
- Highmark Health (Albany, NY)
- …enforcement entities and work with those agencies through closure of the case. Conduct audits for proactive and investigative purposes to comply with internal audit ... and regulatory requirements. **ESSENTIAL RESPONSIBILITIES** + Performs investigations into potential and existing provider and member fraud, waste and abuse… more