- Manulife (New York, NY)
- …**Education:** + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices ... Compliance , Legal and Risk) on required AML/TF compliance program requirements and other initiatives + Conduct...AML/TF risk assessments including the evaluation of any external regulatory changes and/or changes to internal MCF policies and… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited ... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more
- SMBC (White Plains, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... the current compensation paid in their geography and the market for similar roles at the time of hire....years' experience in the banking and finance/technology industry to conduct audit coverage for the firms IT infrastructure, Americas… more
- Mizuho Corporate Bank (New York, NY)
- …rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct , financial crime, technology, credit risk, market risk, ... equities, electronic and program trading, equity research, sales, trading mandates, markets conduct , swap dealer and security-based swap dealer as well as Volcker… more
- Community Housing Innovations (Fishkill, NY)
- …applicable to accounting. + Maintain all client files to ensure files are in compliance with HUD. Observe all regulatory and reporting requirements to ensure all ... client files are audit ready for grant and funding compliance . Pay: $27.88 an hour, $57,990.40 annually FLSA: Non...to assist in the purchase of their first home. Conduct an eligibility and affordability analysis for every completed… more
- Citigroup (Queens, NY)
- …and propose solutions or improvements to enhance the models + Ensure compliance with regulatory standards + Effectively communicate validation findings to ... for measuring and analyzing all types of risks, including market , credit, and operational. In areas related to credit...Supervisory and Peer Reviews across the specific portfolio. + Conduct thorough and end to end validation of models… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes ... **Program Overview:** Global Payments & Liquidity (GPL) is a market leading provider of working capital solutions, serving clients...as an active member of a deal team + Conduct due diligence and analyze financial statements that support… more
- CompuCom (Albany, NY)
- …ensuring competitiveness within the market and internal equity. + ** Market Analysis & Benchmarking** : Conduct regular compensation benchmarking against ... + Deep understanding of compensation principles, job evaluation methodologies, and labor market trends. Knowledge of legal and compliance requirements in… more
- TD Bank (Hollis, NY)
- …delivery of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Leads the team in ... to support the accuracy of all Customer transactions/activities + Proficiency, understanding, compliance with of the Bank Code of Conduct **Employee/Team… more
- Amalgamated Bank (New York, NY)
- …suspicious activity (AML/Fraud) in accordance with internal policies and regulatory requirements. + Conduct comprehensive research utilizing computer-based ... + Minimum 3 years experience in BSA, Financial Crimes, Fraud, or Compliance performing customer investigations + Conduct comprehensive research utilizing… more