- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The team sits ... oversees eight vertical disciplines that provide support across WIM Operations to ensure compliance with legal , regulatory,...End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist, you will play a… more
- Wells Fargo (Charlotte, NC)
- …+ 8+ years of experience in one or a combination of the following: market risk, Capital Markets , trading, or interest rate risk experience or equivalent ... range of stakeholders from across the counterparty lifecycle, including front office, operations , legal , and credit underwriters and approvers. + Experience and… more
- SMBC (Charlotte, NC)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (Charlotte, NC)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (Charlotte, NC)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (Charlotte, NC)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (Charlotte, NC)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- TD Bank (Charlotte, NC)
- …and collaborates on initiatives with internal and external service providers (IT, operations , legal , compliance, marketing etc.) to ensure the product meets ... enhancements for the bank's lending portfolio. Primary focus will be on securities -based lines of credit product in addition to other wealth consumer lending… more
- Bank of America (NC)
- …or related field (or equivalent experience). + Professional designation in Compliance, Securities , Capital Markets , or Corporate Finance Law. + Strong knowledge ... trusts). + Lead internal inspections and audits to ensure compliance with legal , regulatory, and internal standards. + Develop and maintain checklists, protocols,… more
- Truist (Charlotte, NC)
- …process. + Proven ability to work well under high pressure in volatile, stress markets . + Experience with accounting, regulatory, and legal issues related to ... activities of the funding desk, including working closely with Corporate Treasury Operations to ensure sufficient funds are purchased daily to meet Federal Reserve… more