- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Securities Sales Specialist within Corporate & Investment Banking / Markets Division as part of the sales and ... for FX and interest rates. Under this group, the Corporate Rates & FX Solutions team helps clients manage...initiatives + Collaborate and consult with peers, colleagues, and mid - level to more experienced managers to resolve… more
- TD Bank (New York, NY)
- …Identify, assess, and resolve potential and actual conflicts of interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital ... Officer to join our Compliance Control Room at TD Securities . This role is critical in reviewing, managing and...dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory… more
- TD Bank (New York, NY)
- …will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance Framework. Focus will be on ... **Position Requirements** + 7+ years of Compliance experience, including Securities Advisory experience. Knowledge of trading algorithms, alternative trading systems… more
- TD Bank (New York, NY)
- …external/internal auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory reviews including ... at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability...statements are intended to describe the general nature and level of work being performed by people assigned to… more
- TD Bank (New York, NY)
- …and/or performs tasks from end to end + Focuses on short to mid -term issues (eg monthly-quarterly) **Education & Experience:** + Bachelors degree or progressive work ... statements are intended to describe the general nature and level of work being performed by people assigned to...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …external/internal auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory reviews including ... representative, both internally and externally. + Possesses an advanced level of financial and strategic acumen to provide insight...of related experience (in Compliance) **Who We Are** TD Securities offers a wide range of capital markets products… more
- Truist (New York, NY)
- …1st shift (United States of America) **Please review the following job description:** Corporate Banking serves clients under Truist Securities (part of Truist ... with a focus on mid to large cap-sized private and public companies. Corporate Banking analysts support their specific industry team and the senior Corporate … more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Executive Director- level Portfolio Manager for Wells Fargo Corporate & Investment Banking Renewables team. The ... Power and be responsible for the direct management of mid - and junior- level resources, as well as...oversight on a portfolio of private and public companies. Corporate & Investment Banking ("CIB") delivers a comprehensive suite… more
- Wells Fargo (New York, NY)
- …is seeking talent to join the 2026 Investment Banking Early Career Program in Corporate and Investment Banking. Learn more about the career areas and lines of ... maintains active relationships with a broad universe of middle market, large corporate , financial sponsor and institutional clients, and is highly experienced in… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist ... Surveillance Compliance professionals engages with key stakeholders across TD Securities , including Markets sales and trading leaders, Technology, Advisory… more