• IT Developer III - TDS (US)

    TD Bank (New York, NY)
    …group responsible for delivering: . Fixed Income cash securities pricing . FI Dealer -to- Dealer order execution . FI Dealer -to-Client quoting solutions . ... FI automated execution capabilities . FI cash risk calculation . Sales technology . Trade capture and management services Position Overview Description As part of… more
    TD Bank (08/22/25)
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  • GMO Market Solutions Lead - Sr Operations Team…

    Bank of America (New York, NY)
    …Global Markets business. We are looking for a seasoned GMO Relationship Manager who can help build relationships with our organization's largest third-party service ... broad set of stakeholders- eg, executive level trading & sales , Technology developers, Fintech c-suite and Operations functional SMEs....a similar role in a top tier bank / broker- dealer or product development role in a large broker/… more
    Bank of America (08/12/25)
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  • Vice President, Infrastructure and Public Finance…

    Siebert Williams Shank (New York, NY)
    …dual-headquartered in New York and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in public finance ... investment banking, a named dealer on more than 50 commercial paper programs, and...agent. All activities are supported by a robust secondary sales and trading platform, and a sound regulatory capital… more
    Siebert Williams Shank (08/07/25)
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  • Supervisory Principal VP

    Citigroup (New York, NY)
    …issues escalated + Review and approval of designated bank-channel and broker- dealer investments + Manage surveillance alerts within stated policy guidelines + ... not limited to, Compliance, Legal, AML, Regional Business Risk, Regional COO and Sales Management + Assist with ad-hoc projects and/or workflow testing as assigned… more
    Citigroup (08/16/25)
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  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …Income Compliance team in New York with a focus on FINRA and SEC broker- dealer requirements and corresponding oversight. We are looking for someone to work closely ... audits and examinations. + Provides regulatory perspective on business group's sales and marketing materials. + Anticipates/ identifies and analyses risk and… more
    BMO Financial Group (08/09/25)
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  • Short Term Assignment - VP, Regulatory…

    TD Bank (New York, NY)
    …and escalates key issues arising from Global Markets trading, sales and origination business activities; and executes delegated supervision accountabilities ... regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically...The candidate will collaborate closely with Business Supervisors, trading, sales and origination teams, as well as Second Line… more
    TD Bank (08/09/25)
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  • Head of Investment Product (US)

    TD Bank (New York, NY)
    …and structured products + Manages investment management product including strategies and manager 's available on the platform + Manages solicitation policy for all ... product life cycle, quality, technical support, marketing programs and sales support + Oversees the creation of product roadmaps...This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA… more
    TD Bank (08/23/25)
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  • Driver

    LandPro Equipment LLC (Springville, NY)
    …operating procedures. Responsibilities: + Transports equipment to/from customers and/or between dealer facilities + Supports the sales department with equipment ... Process -Apply Today Position Specifics: Department: Service Reports to: Service Manager or Location Manager Supervises: None Compensation & Benefits:… more
    LandPro Equipment LLC (08/23/25)
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  • Associate, Global Product Solutions ETF Regulatory…

    BlackRock (New York, NY)
    …or Boston** **About this role** Elevate your career by joining the world's largest asset manager ! At BlackRock, we are all connected by one mission: to help more and ... groups and FINRA staff to help ensure regulatory compliance of marketing and sales collateral, digital content, and market commentary. This position is part of… more
    BlackRock (08/02/25)
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  • Regulatory GAAP & Statutory Investment Reporting…

    Lincoln Financial (Albany, NY)
    …interrogatories, supplemental interrogatories etc.). + You will serve as a project manager for investment accounting and reporting related team projects. + You will ... business unit and individual. Other rewards may include long-term incentives, sales incentives and Lincoln's standard benefits package. **About The Company** Lincoln… more
    Lincoln Financial (08/08/25)
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