- University of Rochester (Rochester, NY)
- …or 8 hours per week. The physician will serve as a consultant to the Occ Health Nurse Practitioner to provide general oversight of UHS Occupational Health ... or Pay Grade** $148-167 per hour **Description** The University Health Service (UHS) is committed to monitoring and maintaining...Service (UHS) is committed to monitoring and maintaining the health of its students and staff. Core objectives of… more
- Touro University (Valhalla, NY)
- …records in relation to State, USDA and AAALAC inspections; and tracking required training, OCC Health & visitors log . + Perform other administrative and ... for full-time employees* which includes: + Full range of Health Plans + Medical Plans (choice of EPO, PPO,...of NYMC's voluntary benefits, but they participate in separate Health and Welfare benefit programs. New York Medical College… more
- Mount Sinai Health System (New York, NY)
- …duties **About Us** **Strength through Unity and Inclusion** The Mount Sinai Health System is committed to fostering an environment where everyone can contribute ... part of the next chapter in our history. **About the Mount Sinai Health System:** Mount Sinai Health System is one of the largest academic medical systems in the… more
- TD Bank (New York, NY)
- …of emerging issues and trends from key regulatory bodies including FINRA, SEC, OCC + Partners with Senior Executives across Consumer Distribution & AMCB to deliver ... experience + Extensive understanding of current compliance and regulatory issues ( OCC , SEC, FINRA, and State Securities Regulators) + In-depth knowledge of… more
- American Express (New York, NY)
- …regulatory reporting, and compliance with applicable prudential standards, including the OCC 's Heightened Standards. + **Drive integrated audit coverage** of the ... coverage remains responsive to evolving risk management expectations (eg, OCC Heightened Standards, SR 21-3, Basel principles for risk...you and your loved ones' physical, financial, and mental health , as well as providing the flexibility you need… more
- JPMorgan Chase (New York, NY)
- …in preparing responses to regulatory inquiries and examinations from the SEC, FINRA, OCC , CFTC and other regulators + Coordinate with other control groups, such as ... in financial services compliance + Knowledge of SEC, FINRA, OCC and CFTC rules relating to fixed income products,...employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness… more
- TD Bank (New York, NY)
- …that support wealth management operations + S7, S24, S27, Life & Health with detailed understanding of Administration and FINOP requirements under pertinent regimes ... + Prior engagement with regulators (eg, FINRA, SEC, OCC ) + Exceptional problem solving and analytical skills (issue...incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid… more
- TD Bank (New York, NY)
- …apply to the US Wealth and broader AMCB businesses + Remains knowledgeable of all OCC , FRB, SEC, FINRA and state regulatory requirements as they pertain to US Wealth ... Series 63 + 65 or 66 and Series 24 Supervising Principle FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance… more
- Citizens (New York, NY)
- …compliance, reputational) and risk management methodologies, including COSO and OCC Heightened Standards. + Payment Products: Foundational knowledge of core ... Familiarity and staying updated with relevant banking regulations (FRB, OCC ) and compliance requirements, specifically Anti-Money Laundering (AML). Special industry… more
- TD Bank (New York, NY)
- …state, SRO regulations and Firm policies related to all business activities (eg OCC , SEC, FINRA etc.). Ensures all Continuing Education requirements + are attained + ... knowledge, and proactively learn from the expertise of others ** OCC Language:** + This position falls within the definition...incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid… more
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