- Wells Fargo (Charlotte, NC)
- …RR, Volcker Rule, TRACE, and other applicable FINRA, SEC, FRB, and OCC rules. + Provide compliance advisory support for Asset-Backed Securities (ABS) issuance, ... or certification (JD, CRCM, etc.). + Expertise in FINRA, SEC, FRB, and OCC regulations related to broker-dealer and ABS activities. + Familiarity with traditional… more
- Regions Bank (Charlotte, NC)
- …+ Familiarity with regulatory requirements affecting financial institutions (eg, OCC , FFIEC, etc.). + Experience designing and executing Tabletop Exercises ... Crisis Management Framework, ensuring alignment with regulatory expectations (eg, FFIEC, OCC , etc.) and internal Enterprise Resilience strategy. + Develop and… more
- American Express (Charlotte, NC)
- …management. + Support compliance with Resilience-related regulations and standards (eg, OCC Bulletin 2020-94, FFIEC Handbooks, DORA, GLBA, etc.) to meet legal ... Deep knowledge of laws, regulations, and industry frameworks (eg DORA, FRB SR 2020-24/ OCC 2020-94, OCC Heightened Standards, FFIEC IT booklets). + Working… more
- Capco, a Wipro Company (Charlotte, NC)
- …deep subject matter expertise in operational resilience related regulations / guidance (eg, DORA, OCC , CFTC, PRA, BCBS, DFS 500, etc.) + Manage projects and teams of ... to commercial and retail banks, particularly rules/guidance from the Federal Reserve, OCC , and FDIC + Robust knowledge of banking products and services and… more
- American Express (Charlotte, NC)
- …Management, etc. + Support compliance with resilience-related regulations and standards (eg, OCC Bulletin 2020-94, FFIEC Handbooks, GLBA, etc.) to meet legal and ... industry standards. + Knowledge of relevant policies & regulations (eg, FRB SR 2020-24/ OCC 2020-94, OCC Heightened Standards, FFIEC IT booklets, DORA) +… more
- US Bank (Charlotte, NC)
- …satisfy and document all programmatic efforts to ensure that US Bank meets OCC 2011-12 expectations and internal Model Validation standards. + Collaborate with Risk ... time and within budget **Regulatory Knowledge:** + Knowledge of OCC and FRB standards associated with model development and...vary based on role, location or hours): + Healthcare ( medical , dental, vision) + Basic term and optional term… more
- Truist (Charlotte, NC)
- …matters, including directly interfacing with external parties including the FRB, FINRA, OCC , State Regulators and other third party auditors. 6. Strong analytical ... Experience working for or with (significant interactions) regulatory agencies (FRB, OCC , FDIC) 5. Experience in establishing Corporate risk programs or initiatives… more
- City National Bank (Charlotte, NC)
- …messages to Senior Managers/Leaders and Regulators (Office of Comptroller of the Currency ( OCC ); Federal Reserve Board (FRB etc.) * Use a combination of soft skills, ... to senior managers and regulators (Office of Comptroller of the Currency ( OCC ); Federal Reserve Board (FRB etc.) * Deep understanding of regulatory requirements… more
- Kuehne+Nagel (Charlotte, NC)
- …as either support or lead, bring active involvement and ensure participation by OCC /RCC/OM, as required. + Manage and develop customer growth and stay on top ... international career growth. We offer a great compensation and medical /dental benefits package, employee discounts, tuition reimbursement, excellent training… more
- US Bank (Charlotte, NC)
- …oversight exercised by the Office of the Comptroller of the Currency ( OCC ), Federal Reserve Bank (FRB), and the Consumer Financial Protection Bureau (CFPB), ... the following (some may vary based on role, location or hours): + Healthcare ( medical , dental, vision) + Basic term and optional term life insurance + Short-term and… more