- TD Bank (Charlotte, NC)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk ... risk across TD's business segments and corporate functions, inclusive of operational risk processes (identify, assess, measure, monitor and report). The… more
- CIBC (North, NC)
- … assessments, providing advisory to TI&I Technology and Cybersecurity business leaders, and reporting on operational risk and controls. You will support ... assessment process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. Additionally, you will stay… more
- Ally (Raleigh, NC)
- …Detroit or Charlotte office, in office a few days weekly with some remote days. Reporting to the Operational Risk Programs Senior Director, the ... will set and implement the strategic vision for the Operational Risk Quality Assurance Program and manage...day activities, including ownership of Quality Assurance Governance and reporting , as well as interacting with business and IRM… more
- US Bank (Charlotte, NC)
- …Relevant Financial Service Industry knowledge (eg Prudential and Conduct of Business, Operational Risk , Regulatory Reporting , Compliance, Legal, Human ... team management. The Senior Auditor is expected to understand risk and risk management techniques, identify, and...causes. + Assisting the audit team management in the reporting and wrap-up phases of audits. Includes assisting with… more
- Truist (Charlotte, NC)
- …reporting . 1. Execute first line of defense activities related to regulatory reporting compliance with operational risk guidelines. This includes ... implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing, risk … more
- CIBC (North, NC)
- … (First Line of Defense), you will be responsible for designing, implementing, managing and reporting on an Operational Risk based program for LOBs within US ... You also provide risk guidance in developing, reviewing and maintaining operational risk and compliance policies and procedures as it relates to US TI&I… more
- US Bank (Charlotte, NC)
- …**Job Description** Partners with their assigned Line of Business, other Risk /Compliance/Audit (RCA) professionals, and RCA Managers to, depending on their function, ... create, implement, maintain, review or oversee an effective risk management framework. Participates in projects and/or activities that ensure compliance with… more
- CIBC (North, NC)
- …- Meet with internal clients to understand their priorities and advise them on Operational risk management solutions. Use your knowledge of Operational ... of deficiencies, writing of procedures, monitoring business processes, and reporting on business risk outcomes. This role...issues. + ** Risk management** - Leverage your Operational risk management solutions expertise to share… more
- Bank of America (Charlotte, NC)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial-Regulatory- Reporting --GM-NFRR-- Operational -Monitoring\_25044238) **Job Description:** At Bank of America,… more
- Wolters Kluwer (Cary, NC)
- …and Enablon (https://www.wolterskluwer.com/en/solutions/enablon) , the recognized leader in EHS and Operational Risk Management solutions. **What We Offer: ** ... + Functional knowledge of key business domains such as EHS, Compliance and Operational Risk , with experience aligning Enablon capabilities to business processes… more