- City National Bank (Charlotte, NC)
- …(RCSA's), Key Risk Indicators (KRI's), material existing and emerging exposures, Operational Risk Events (ORE) reporting , and issue resolution. * ... measurement; risk controls; and risk monitoring and reporting to improve operational resilience. WHAT WILL YOU DO? * Review and challenge operational… more
- City National Bank (Charlotte, NC)
- …Events, Issue Management, Scenario Analysis, Risk Appetite, Products and aggregating and reporting of operational risk information to the Management ... Key Risk Indicators (KRI's), material existing and emerging exposures, Operational Risk Events (ORE) reporting , and issue resolution. * Understand… more
- Bank OZK (Charlotte, NC)
- …systems. Essential Job Functions + Assists management with timely completion of all operational risk deliverables and reporting requirements. + Coordinates ... mitigation strategies and procedures. Collaborates with members of Operational Risk Management ("ORM") as a liaison...Minimum of two (2) years of experience in financial reporting , auditing, risk management, or regulatory compliance,… more
- TD Bank (Charlotte, NC)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk ... manage key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment,… more
- TD Bank (Charlotte, NC)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk ... manage key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment,… more
- Guidehouse (Charlotte, NC)
- …and 2nd line of defense tasks to include identifying, assessing, measuring, monitoring, reporting and remediating operational risk and controls. + Identify ... + Identify controls gaps and deficiencies. + Help develop or improve operational risk management frameworks, guidelines, and policies. + Ensure alignment… more
- Guidehouse (Charlotte, NC)
- …1st and 2nd line of defense tasks including identifying, assessing, measuring, monitoring, reporting , and remediating operational risk and controls + Support ... controls + Identify control gaps and deficiencies + Help develop or improve operational risk management frameworks, guidelines, and policies + Ensure alignment… more
- Guidehouse (Charlotte, NC)
- …and 2nd line of defense tasks to include identifying, assessing, measuring, monitoring, reporting and remediating operational risk and controls. + Identify ... + Identify controls gaps and deficiencies. + Help develop or improve operational risk management frameworks, guidelines, and policies. + Ensure alignment… more
- US Bank (Charlotte, NC)
- …Relevant Financial Service Industry knowledge (eg Prudential and Conduct of Business, Operational Risk , Regulatory Reporting , Compliance, Legal, Human ... team management. The Senior Auditor is expected to understand risk and risk management techniques, identify, and...causes. + Assisting the audit team management in the reporting and wrap-up phases of audits. Includes assisting with… more
- Truist (Charlotte, NC)
- …reporting . 1. Execute first line of defense activities related to regulatory reporting compliance with operational risk guidelines. This includes ... implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing, risk … more