- Wells Fargo (Harrisburg, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... and drive growth in the business, while also driving accountability for operational excellence. This involves executing policies and procedures in alignment with… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... of branch managers to ensure an exceptional customer and team experience, manage risk , and support growth across multiple branch locations + Identify and recommend… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... (CIB) Model Governance Team serves as the front line of model risk management, accountable for the execution, assessment, and effective oversight of model-related… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews assess whether Risk… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... resolutions for them and their clients, all while mitigating risk . You must act with integrity and a high...Implement and monitor policies and procedures + Provide regular reporting to Governance Leadership, Markets and Division to ensure… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... on timing, status, and challenges as inputs to disclosure roadmap and reporting . + Coordinate stakeholder engagement for new disclosure change event submissions,… more
- Deloitte (Charlotte, NC)
- …with wholesale/retail credit models (ie PD/LGD/ALLL), interest rate risk , counterparty credit risk , and/or operational risk models is a plus + Experience ... the understanding and application of technical accounting standards, financial reporting , valuation techniques and methodologies for derivatives, financial instruments,… more
- Compass Group, North America (NC)
- …metrics into executive business reviews, driving continuous improvement and long-term risk reduction. ** Operational & Compliance Oversight** + Conduct site ... programs across both domestic and international operations. You will provide proactive risk management support to some of the world's most influential organizations… more
- Bank of America (Charlotte, NC)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... (FLUs) and Control Functions (CFs) to complete compliance, policy, operational /fraud risk management requirements. **Responsibilities:** + Aggregates, analyzes,… more
- TD Bank (Charlotte, NC)
- …and assumptions, processes, policies/frameworks and/or systems to support Liquidity Risk Management. Provides accurate, efficient, and comprehensive reporting ... Finance **Job Description:** The Treasury Liquidity Analyst conducts analysis, reporting , monitoring, forecasting and/or reconciliation activities, develops applications, and/or… more