- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of ... responsible for assisting the FX (Foreign Currency) Compliance and Operational Risk officer team to execute second... losses + Assists in the development of independent risk management reporting for respective area(s) of… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager - Americas Control Room Manager New York, New York;Charlotte, North Carolina **To proceed with your application, you must ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...inventory of processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of… more
- Principal Financial Group (Raleigh, NC)
- **What You'll Do** The Director, Funds Operational Risk will serve as a key risk partner to Principal Asset Management's US funds platforms-covering mutual ... This hands-on role is responsible for developing and leading operational risk oversight activities for fund operations,...to regulatory and Board expectations. + Oversee and enhance risk reporting for fund Boards, including development… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Operational Risk Officer** within Technology Risk Management. You'll provide second line ... and used to inform defenses against emerging threats and adversary tactics. + Risk Reporting and Communication: Deliver clear, actionable insights and … more
- Bank of America (Charlotte, NC)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial-Regulatory- Reporting --GM-NFRR-- Operational -Monitoring\_25044238) **Job Description:** At Bank of America,… more
- TD Bank (Charlotte, NC)
- …+ Supports ongoing risk measurement activities by acquiring, analyzing and reporting business operational or relevant loss data + Establishes and provides ... regular risk analysis and reporting on operational loss performance of the business + Supports business with analysis and reporting on risk issues… more
- City National Bank (Charlotte, NC)
- …RBC on a regular basis. Reporting should include existing and emerging areas of risk , implications for operational risk appetite, and the ability of the ... affiliates, to ensure that the Enterprise fraud & payments risk profile is fairly presented in ongoing reporting...near risk appetite. As part of enterprise Operational Risk Management, this position is responsible… more
- First Horizon Bank (Charlotte, NC)
- …Lead the timely completion and documentation of control verification, certification, and risk reporting processes + Continuously refine control processes and ... at a First Horizon Bank location within the bank's operational footprint. Remote or hybrid work is not offered...work is not offered for this position. **Summary:** The Risk Governance Lead - Lending Platforms is responsible for… more
- American Express (Charlotte, NC)
- …control monitoring (supplemental to BU process owners testing) and compile key operational risk trends, activities, and events + Proactively help identify ... quality assurance and vertical process testing + Support thematic risk reporting (levels, trends, causes) + Categorize...the enterprise **Required Qualifications:** + 2 Years experience in operational risk management (eg, within Risk… more
- Truist (Charlotte, NC)
- …ensures appropriate identification, assessment, monitoring, reporting , and mitigation of operational fraud risk at Truist. 2. Provide ongoing oversight of ... (United States of America) **Please review the following job description:** The Operational Risk Management Programs Risk Officer II-Fraud is a senior… more