- Wells Fargo (Charlotte, NC)
- …actions and middle office to ensure straight through tax processing and mitigate operational risk **Required Qualifications, US:** + 4+ years of Institutional ... Service ("IRS") Chapter 3, Chapter 4 and Chapter 61 reporting and withholding regimes along with applicable state and...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Bank of America (Charlotte, NC)
- …accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners ... in support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line Unit...Relevant Laws, Rules, and Regulations + Quality Assurance + Reporting Team Overview Global Risk Analytics (GRA)… more
- Bank of America (Charlotte, NC)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices forCrypto Currency, Digital Assets, and Payments ... in financial services industry, risk management, AML compliance, regulatory compliance, operational risk management, business risk & controls, or… more
- USAA (Charlotte, NC)
- …for the line of business or staff agency's financials for effective operational planning and forecasting, while operating within risk appetite parameters. ... and supervising material financial risks, including facilitating the development, adherence, monitoring, reporting on risk limits and risk limit utilization… more
- Bank of America (Charlotte, NC)
- …groups as needed, including Middle Office, Sales and Trading, Technology, Compliance, Operational Risk , and Enterprise Capital Management to ensure effective ... their practical implementation in a large organization. + Strong experience working with risk reporting systems, data warehouses, reporting tools, and… more
- Coinbase (Charlotte, NC)
- …Audit Execution & Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and accounting functions. ... planning, scoping, fieldwork, identifying areas for process improvement, efficiency gains, risk mitigation, and reporting . * *Impactful Audit Reporting… more
- City National Bank (Charlotte, NC)
- *BUSINESS CONTROLS LEAD* WHAT IS THE OPPORTUNITY? 1LOD operational risk support responsible for ongoing day to day risk activities. The primary ... risk management activities *Additional Qualifications* * Minimum 3 years of operational risk management control design, testing, and/or auditing in a… more
- Bank of America (Charlotte, NC)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws, rules, regulations,… more
- Bank of America (Charlotte, NC)
- …Written Communications + Investigation Management + Policies, Procedures, and Guidelines Management + Reporting + Risk Management + Coaching + Issue Management + ... Identification & Assessment + Line of Business (LoB) Products, Services & Acumen + Risk Governance & Reporting + Financial Crimes Risk Programs + Enhanced… more
- Truist (Charlotte, NC)
- …description:** Key senior leader to the Truist second line-of-defense (LoD2) Enterprise Data Risk Oversight (EDRO) testing team reporting to the Head of ... completeness as it impacts critical various of data outputs (Regulatory Reporting and beyond). Develop, implement, and deliver an independent assessment methodology… more