- Citigroup (Tampa, FL)
- …from relationship establishment to supporting the data demands surrounding instruments and regulatory reporting demands. Regulatory Operations is designed to ... This role will cover the Data, Regulatory and Account Operations teams. Data...moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team… more
- TD Bank (Fort Lauderdale, FL)
- …corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... scalable compliance risk management function. As part of our team , you'll play a key role in reshaping compliance...to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance… more
- Citigroup (Tampa, FL)
- …University) Degree required with experience in Compliance, **LEGAL** or other control -related function in the financial services firm, regulatory organization, ... compliance risk behaviors, providing day-to-day Compliance advice relating to operations , financial requirements, and guidance on the supported function/business/product… more
- TD Bank (Fort Lauderdale, FL)
- …Change Office (CRCO) supports TD business lines in identifying, assessing, and implementing regulatory change. The Regulatory Implementation Team within CRCO ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...systems, and/or controls via action plans or projects. The Regulatory Implementation Team supports a broad range… more
- University of Miami (Miami, FL)
- …leadership. + Assists in the creation and maintenance of policies and procedures for the regulatory team as well + as the development of presentations and work ... assists the Regulatory Manager and/or Director of Regulatory with the day-to-day operations related to...all regulatory affairs personnel with regards to regulatory compliance. + Conducts regular internal Quality Control… more
- ManpowerGroup (Tampa, FL)
- …Risk & Controls team to maintain and enhance an effective internal control 's structure. **As a successful candidate, you'd ideally have the following skills and ... hiring : : Next week interview !!** **Role: SVP, Regulatory Reporting - Program Manager** **Location: Tampa, FL (...Enterprise Data Organization, as well as Enterprise Technology, & Operations .** **In this role, you're expected to:** + Lead… more
- Citigroup (Tampa, FL)
- …Services products and reports to senior management. Responsible for communicating to Regulatory Reporting Management Team , implications of existing and opposed ... The Regulatory Reporting Delivery Senior Officer accomplishes results through...Officer accomplishes results through the management of small professional team (s) and department(s) or as an Individual Contributor. Integrates… more
- Citigroup (Tampa, FL)
- The AML Regulatory Reporting Oversight Team is a Global function within the Reporting, Insights and Integration function responsible for the overall governance ... operations that present and manage fraud relating to aggregation requirements and regulatory reporting. + Lead and Manage a team of 6+ Compliance… more
- Citigroup (Tampa, FL)
- …to drive process improvements to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + Assist the team during regulatory ... The Regulatory Reporting role is an analyst position within...team to maintain and enhance an effective internal control 's structure. + Integrate established disciplinary knowledge within own… more
- Citigroup (Tampa, FL)
- …of the regulatory reporting process. + Provide support for the team during regulatory inquiries and examinations, providing accurate information and analysis ... The Regulatory Reporting role is an intermediate level position...team to maintain and enhance an effective internal control 's structure. **Qualifications:** + 6-8+ years of extensive experience… more