- University of Miami (Miami, FL)
- …the efforts of relevant team members to manage, retain and control all applicable Regulatory Affairs submissions pertaining to University held INDs ... team to assist in responding to queries from regulatory agencies including the FDA.6. Tracks proposals and other...and manage change. + Financial Oversight: Knowledge of financial operations and management. + Team Leadership: Ability… more
- TD Bank (Fort Lauderdale, FL)
- …corporate and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging ... control functions to ensure alignment with enterprise and/or regulatory requirements + Leads or contributes to cross-functional/enterprise initiatives as an… more
- USAA (Tampa, FL)
- … team responsible for developing, implementing, and maintaining quality assurance/ control programs which ensure policies, processes, and procedures are executed ... with internal practices, risk and compliance policies and procedures, and regulatory requirements for quality management. **We offer a flexible work environment… more
- TD Bank (Fort Lauderdale, FL)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... scalable compliance risk management function. As part of our team , you'll play a key role in reshaping compliance...to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance… more
- Citigroup (Tampa, FL)
- …of processes and overall impact to our clients is understood throughout Americas Operations , to enable a control and result focused outlook. The individual ... will ensure seamless completion of client implementations, technology deployment and Regulatory /Mandatory changes to the Custody Operations environment, in… more
- TD Bank (Jacksonville, FL)
- …and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Protects the interests of the organization - identifies and ... more specific details for this role. **Line of Business:** Governance & Control **Job Description:** The **Senior Lead Financial Crimes Investigator** is the leading… more
- Citigroup (Tampa, FL)
- …(MRD) Lead. ** Team Overview:** The CDO partners with SM&C businesses, Operations & Technology, as well as Global Functions including Finance, Risk and Compliance ... data controls framework performance and issue management process, and regulatory and audit response and action tracking. This role...continuously striving to improve, monitor, measure, and control data quality. This team 's remit includes… more
- Zurich NA (Maitland, FL)
- …and other expenditures to ensure appropriateness. + Ensure compliance with all legal, regulatory , and internal control requirements. + Provide claims insights to ... Claims Team Manager, General Liability 125560 Zurich North America...the insurance industry, claims, and the insurance legal and regulatory environment + Travel 0-20% Preferred Qualifications: + Managing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through education, experience and/or certification in banking industry regulatory compliance to ensure first line compliance with banking rules and ... initiatives. Acts as Corporate Banking subject matter expert regarding compliance and regulatory risk. Works with internal and external business partners to ensure … more
- Truist (Orlando, FL)
- …a centralized team focused on Issues Management, ensuring compliance with regulatory requirements and safeguarding the integrity of Real Estate Lending (REL) ... operations through effective execution of the issues management lifecycle...Mortgage Disclosure Act, Loan Quality, Key Risk Indicators and Control Gaps/Failures. The team drives accurate root… more