- Sentinel (New York, NY)
- …to answer any personal questions about the plan or possible other financial matters. + Conduct webinars to communicate the plan, when appropriate. + Build ... of Your Role: We are offering a highly accomplished financial planner professional an opportunity to develop new business...personal relationships with participants. + Convey retirement planning subject… more
- Grant Thornton (New York, NY)
- …business combinations, carve-outs and initial public offerings + Preparation of financial statements and SEC filings including 10-Ks, 10-Qs, 8-Ks and preparation ... of pro-forma financial views + Assisting clients in getting ready for...order to be a proactive problem solver and sought-after adviser to clients and colleagues + Training and supervising… more
- HUB International (New York, NY)
- …a boundaryless array of business insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. ... the federal securities laws such as the SEC Investment Adviser Act of 1940; + Assist in conducting ongoing...procedures which support Rule 206(4)-7. + Email surveillance / personal trade reviews / marketing material reviews + Develop… more
- Grant Thornton (New York, NY)
- …transition, and assisting in the separation of the business - for financial sponsors and corporate clients + Supporting SEC regulatory filings for carve-outs ... market trends in order to be a proactive problem solver and sought-after adviser to clients and colleagues + Assisting audit teams in evaluating accounting policies… more
- Cornell Cooperative Extension (Ithaca, NY)
- …Tompkins County, with additional support and program direction from the Community Energy Adviser Lead, and other senior members of the regional Energy team. Required ... submit to supervisor the information needed for narrative and financial reports to meet funding agency requirements. + Collect...benefits, based on eligibility, including: + Vacation, Sick and Personal time + Paid Holidays + NYS Health Insurance… more
- Guardian Life (New York, NY)
- …retail wealth management business, including its affiliated broker-dealer and investment adviser entities. + Assist with the Firm's Compliance testing program and ... program effectiveness and efficiencies. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along… more
- City National Bank (New York, NY)
- …Manager (CRCM). * For Wealth Management Compliance roles, experience with a financial institution such as a broker/dealer and/or registered investment adviser . ... NATIONAL* We start with a basic premise: Business is personal . Since day one we've always gone further than...Bank of Canada, one of North America's leading diversified financial services companies. Unless otherwise indicated as fully remote,… more