• AVP, Sr. Counsel - Fund Mgmt

    Lincoln Financial (Greensboro, NC)
    …unsolicited resumes or candidate profiles submitted through our web site or to personal e-mail accounts of employees of Lincoln Financial are considered property ... specialized legal counsel to Senior Management for Lincoln's SEC-registered investment adviser that is responsible for providing investment management services to… more
    Lincoln Financial (09/18/25)
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  • Sr Consultant, Fund Admin, Regulatory

    Lincoln Financial (Greensboro, NC)
    …unsolicited resumes or candidate profiles submitted through our web site or to personal e-mail accounts of employees of Lincoln Financial are considered property ... on regulatory matters related to mutual fund registration documents and fund financial statements. * Preparing SEC filings of funds and advises and coordinating… more
    Lincoln Financial (08/14/25)
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  • Compliance Oversight Manager-EPOCH

    TD Bank (Charlotte, NC)
    …new industry standards. **Epoch Investment Partners, Inc., a SEC registered investment adviser with approximately $30 billion of assets under management is looking ... in many aspects of Epoch's compliance program including portfolio and personal trade compliance, marketing review, conducting regular compliance training as well… more
    TD Bank (09/21/25)
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  • Accounting Advisory Manager

    Grant Thornton (Charlotte, NC)
    …business combinations, carve-outs and initial public offerings + Preparation of financial statements and SEC filings including 10-Ks, 10-Qs, 8-Ks and preparation ... of pro-forma financial views + Assisting clients in getting ready for...order to be a proactive problem solver and sought-after adviser to clients and colleagues + Training and supervising… more
    Grant Thornton (10/08/25)
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