- American Express (New York, NY)
- …and AML/ Anti-Corruption/BSA. + Experience with audit, compliance , risk, regulatory management, law, marketing and product management, finance, technologies ... as well as related governance activities. + Knowledge of relevant regulatory compliance requirements, preferably relating to regulated financial institutions… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... and regulatory /risk issues as a basis for recommending large-scale product , technical, functional or operations improvements + Advises on execution strategy and… more
- American Express (New York, NY)
- …Responsibilities:** + Serve as the primary compliance partner and advisor on regulatory change management and new product / service matters, offering expert ... Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration… more
- Excellus BlueCross BlueShield (Rochester, NY)
- …of our program . Essential Accountabilities: + Assisting with key aspects of regulatory licensing and registration compliance + Functions to support new MSO ... Fall 2025 Co-op (Semester): The Fall 2025 College Internship Program is a paid co-op/internship experience that provides undergraduate...business ventures and maintain compliance / alleviate regulatory risk. + Includes,… more
- Citigroup (New York, NY)
- …+ Advising ICRM and function/business/ product management and personnel on regulatory and compliance issues and provide credible challenge. + Participating ... Serves as a function/business/ product compliance risk officer as a...in order to partner to develop and apply CRM program solutions that meet the function/business/ product and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in...teams, in order to partner to develop and apply program solutions that meet function/business/ product and customer… more
- American Express (New York, NY)
- … compliance technology tools and issue management system + Experience in compliance program development **Key Competencies:** + Strong business acumen and ... compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and corrective action planning + Coordinate… more
- Lincoln Financial (Albany, NY)
- …this opportunity. **Requisition #:** 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional ... expertise to ensure strong product compliance and filing results for the...Direct the execution of activity necessary to expedite state product approvals, to include negotiations with regulatory … more
- Pfizer (Pearl River, NY)
- …and Pfizer internal and external stakeholders. + Ensures rapid reporting of key project/ product regulatory milestones and/or issues to the GRPL and other ... and US Regional Regulatory Lead for the combination Influenza/COVID mRNA vaccine program and the US Regional Regulatory Lead for the COVID-19 mRNA vaccine… more
- Travelers Insurance Company (Albany, NY)
- …ensure overall Product quality and compliance with internal procedures and product regulatory requirements (as defined by the BI Legal and Compliance ... Compliance environment. + Design and execute the product management quality review program including results...degree. + Six or more years of experience in product compliance or a closely related field… more