- Coinbase (Albany, NY)
- …priorities * Manage a team of high performing KYC professionals across second line compliance operations and program design *What we look for in you (ie. ... Head of KYC as part of the Financial Crimes Compliance Services (FCCS) reporting directly to the Head of...you will be responsible for the policy, strategy, and program execution for KYC globally. You will serve as… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …implementing procedures to ensure that the business units quality management and compliance program are effective and efficient in identifying, detecting, and ... clinical trial and submission support, lead the R&D audit program , engage with regulatory authorities, and maintain...and follow-up of internal and external audits to ensure compliance with regulatory requirements. + ** Regulatory… more
- American Express (New York, NY)
- …within Financial Reporting Quality Assurance Organization (FRQA), in support of the Regulatory Reporting Automation program . This role is responsible for driving ... program and change governance efforts for finance / regulatory reporting platforms. This role will support the ownership...you make an impact in this role?** + Drive compliance of the Change Management Framework for regulatory… more
- Canon USA & Affiliates (Albany, NY)
- …line representative for hypothesis-based research grant proposal review committees for all product lines. + Support clinical KOL program initiatives, including ... and positively influence equipment optimization. + Perform all responsibilities in full compliance with regulatory and legal requirements, and within industry… more
- Sumitomo Pharma (Albany, NY)
- …market access goals. + Collaborate closely with **legal, compliance , privacy and regulatory teams** to ensure program design and execution adheres to all. + ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical… more
- TD Bank (New York, NY)
- …understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to ensure program alignment and provide ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and...and Change Delivery to manage the New Business and Product Approval process. + Build and maintain relationships with… more
- Manulife (New York, NY)
- …Service Teams, Finance, Compliance , Legal and Risk) on required AML/TF compliance program requirements and other initiatives + Conduct routine AML/TF risk ... **Education:** + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices… more
- TD Bank (New York, NY)
- …We are responsible for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent ... of comprehensive test strategies while integrating knowledge across various product domains. The role involves interpreting quality challenges, recommending process… more
- Manulife (New York, NY)
- …Service Teams, Finance, Compliance , Legal and Risk) on required AML/TF compliance program requirements and other initiatives + Conduct routine AML/TF risk ... **Education:** + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices… more