- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... & Reconciliation Control teams to resolve issues. + Work collaboratively with Regulatory reporting team, Financial Operations teams to prioritize Regulatory … more
- City National Bank (New York, NY)
- …all applicable risks (eg transactional, operational, credit, counterparty, market, regulatory , compliance ), self-identification of process/policy/ product ... and compliance issues). Completion of formal bank credit training program or commensurate credit analysis experience. * Excellent written and verbal… more
- TD Bank (Hollis, NY)
- …delivery of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Leads the team in ... and communication ensuring the team is offering proactive advice by making product recommendations by highlighting product features and benefits based on… more
- TD Bank (New York, NY)
- …escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial controls, ... lines, corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keep abreast of emerging issues, trends, and evolving… more
- TD Bank (Hudson Falls, NY)
- …of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for ... and coaches the team on delivering effective Customer service, product , advice conversations and/or advice-giving service; supports service and...in a timely manner + Ensures colleagues are in compliance with all Regulatory and AMCB policies,… more
- Guardian Life (New York, NY)
- …security posture through innovation, automation, and operational excellence, while ensuring regulatory compliance and fostering a culture of secure-by-design ... and communicate cybersecurity and third-party risks to business stakeholders. + Ensure compliance with regulatory frameworks and internal standards. + Adapt and… more
- Pfizer (New York, NY)
- …on assigned projects. Ensure that all statistics activities are conducted in compliance with relevant regulatory requirements and Pfizer standards. + Develop ... result interpretation, and providing statistical support and leadership in global regulatory submission activities, as well as implementing new initiatives and… more
- Coinbase (Albany, NY)
- …for us as we scale worldwide. Essential to scaling is building and running a security compliance program that reflects how we protect the data and assets in our ... to the maturity of the Technology Risk and Controls program . *What you'll be doing (ie. job duties):* *...updating existing controls, and providing subject matter expertise to product teams * Support Security Compliance , Information… more
- HSBC (New York, NY)
- …of defence functions (eg Product Control / Finance, Market Risk, Regulatory Compliance , Front Office, Markets Operations, Model Risk, Counterparty Credit ... and support functions (market risk, liquidity risk , finance, operations, surveillance, regulatory compliance , etc) + Exhibit knowledge of key regulatory… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Shorten the distance between the client request and the product or service delivery + Provide access to highly...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more