- Wellington (New York, NY)
- …including partners from: marketing, distribution, investment management, technology, design, UX, product management and development, and marketing compliance . + ... Education (CE) and accreditation approach; + Developing Wellington's advisor education program for the US Wealth channel; and + Overseeing its implementation… more
- Compass Group, North America (Staten Island, NY)
- …production in preparation and production of meals, food quality and presentation, compliance with all safety and sanitation standards and regulation, team member ... food displays. + Provide direction on menu development based on product availability; creates distinctive specials that incorporate seasonal or special ingredients.… more
- GE Aerospace (Norwich, NY)
- …+ Provide technical support and training to manufacturing personnel. + Ensure compliance with all relevant safety and regulatory requirements. + Participate ... systems in the world. As a Manufacturing Engineer specializing in new product development, you will be directly involved in designing, optimizing, and implementing… more
- Siebert Williams Shank (New York, NY)
- …+ Ensure that all activities and duties are carried out in full compliance with regulatory requirements and internal policies and procedures Qualifications: + ... supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a SEC-registered securities broker-dealer and member of the… more
- MUFG (New York, NY)
- …and scenario analysis + Collaborate with front-office, credit risk management, legal and regulatory teams to ensure compliance with industry standards and ... 10 + years' experience in counterparty risk or relevant function + Strong product knowledge of FX, derivatives, repos, SBLs, total return swaps and structured… more
- MUFG (New York, NY)
- …business management. Serving as a critical support resource for our international product and business heads, this role demands strong quantitative skills and a ... ability to liaise across multiple functions including trading, risk, finance, compliance , and operations. **Key Responsibilities:** * Support the primary business… more
- PNC (New York, NY)
- …the model. + Provides consultative feedback around the preparation and analysis of regulatory compliance documents. PNC Employees take pride in our reputation ... This role requires a combination of python coding skills, deep product understanding, financial reporting and analysis, and machine learning modeling skills.… more
- Citigroup (New York, NY)
- …across institutional client businesses to ensure full alignment on business and regulatory goals, as well as consistency and best practices. Accelerating progress on ... needs or as part of our scenario planning and regulatory reporting. While that sounds straightforward, it's a meaningful...matter and industry expertise for Data for a single product , function, process, or country, ensuring that is compliant… more
- Huntington National Bank (New York, NY)
- …skills and attention to detail + High-level of commitment to quality work product and organizational ethics, integrity and compliance + Strong interpersonal ... present risk assessments and reports to executive leadership, risk committees, and regulatory bodies. + Partner closely with the Enterprise Payments process owners… more
- Raymond James Financial, Inc. (New York, NY)
- …Duties and Responsibilities** + Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the ... Clear communication of all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related… more