- US Bank (New York, NY)
- …Providing legal advice to the Finance group on a number of complex, prudential regulatory areas such as liquidity, capital, and stress testing regulations, enhanced ... prudential standards, as well as bank and financial holding company activities. + Identify, recommend, and engage in advocacy initiatives that consistent with our… more
- Mizuho Corporate Bank (New York, NY)
- …notices and changes from relevant regulators, including US, federal prudential and securities regulators.*Experience in developing or maintaining a repository ... capital requirements under FRB guidelines and Basel Accords, enhanced prudential standards under Dodd-Frank and Volcker Rule requirements. *Excellent analytical… more
- PNC (New York, NY)
- …supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, OCC, FRB, CFPB), exam procedures, and ongoing ... supervision activities - In depth experience with PNC's Operational Risk Framework, inclusive of risk reporting routines and requirement **Job Description** + Directs and designs the risk management program and corresponding communication strategies. Reviews… more
- TD Bank (New York, NY)
- …Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF/Sanctions/ABAC matters affecting ... covered TD businesses + Proactively advises covered TD businesses of new and changed AML/ATF/Sanctions/ABAC regulatory and/or policy requirements and articulates the impact to their processes and controls + Contributes to the development and implementation of… more
- Citigroup (New York, NY)
- …and execution of CRA Examination materials and analyses. Liaises with the prudential regulator to finetune analysis methodologies to align with regulator procedures ... and expectations. + Builds a culture of continuous product improvement and innovation based on business needs and prioritizes changes in analytics and supporting technologies accordingly. + Appropriately assess risk when business decisions are made,… more
- HSBC (New York, NY)
- …non-financial risk + Strong knowledge of accounting, disclosure, and prudential stress-testing requirements + Extensive experience advising and influencing senior ... business executives; strong communication and networking skills; ability to navigate complex global organizations and build in-depth relationships with multiple internal and external stakeholders + Strong oral and written communication skills + Strong track… more
- Scotiabank (New York, NY)
- …+ Ensure compliance with US regulatory requirements such as Enhanced Prudential Standards Regulation YY, including oversight of changes to regulatory reporting ... standards and guidelines. + Lead the US Liquidity Stress Testing (LST) program and enhance for changing market conditions, new business initiatives, and evolving regulatory expectations. + Lead the Resolution Plan capabilities build-out for US Treasury and… more
- MUFG (New York, NY)
- …teams and engagement with risk management. + Adhere to all Enhanced Prudential Standards requirements for US Broker Dealer including Intraday monitoring, collateral ... management, cash flow forecasting, stress testing, and compliance with ALM guidelines. **Job Requirements** + 5+ years of experience in treasury, funding and liquidity at a broker dealer and/or bank. + Ability to analyze, troubleshoot and strategically solve… more
- Bank of America (New York, NY)
- …python) with ability to design, develop and automate. + Knowledge of Prudential Valuation regulation and its implementation. + Prior experience influencing and ... collaborating with stakeholders across functions/divisions. + Valuation Specialists possess broad knowledge of financial markets, products, and quantitative theory with a keen interest on XVA, structured notes or Commodities related topic. + Master's degree in… more
- TD Bank (New York, NY)
- …Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF/Sanctions/ABAC matters affecting ... covered TD businesses + Proactively advises covered TD businesses of new and changed AML/ATF/Sanctions/ABAC regulatory and/or policy requirements and articulates the impact to their processes and controls + Contributes to the development and implementation of… more
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