• Treasury Audit Manager - Capital

    American Express (New York, NY)
    …Capital Planning, including SR 15-19, Regulation Q, Regulation Y, the Enhanced Prudential Standards (Regulation YY), SR 12-7, among others + Collaborate with audit ... requirements relating to capital (eg CCAR, SR 15-19, Regulation Q, the Enhanced Prudential Standards (Regulation YY) + Knowledge and experience in the application of… more
    American Express (08/27/25)
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  • Global Regulatory Policy, Sr. Associate

    Coinbase (Albany, NY)
    …or policy. Relevant knowledge areas include US and global markets regulations, prudential regulation, and payments regulations. *What you'll be doing (ie. job ... of financial services regulatory experience, ideally focused on CFTC, SEC and/or prudential regulation. * Management consulting experience is a plus. * Understanding… more
    Coinbase (08/09/25)
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  • Associate General Counsel - Bank Regulatory

    US Bank (New York, NY)
    …Providing legal advice to the Finance group on a number of complex, prudential regulatory areas such as liquidity, capital, and stress testing regulations, enhanced ... prudential standards, as well as bank and financial holding company activities. + Identify, recommend, and engage in advocacy initiatives that consistent with our… more
    US Bank (08/01/25)
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  • Regulatory Change Management

    Mizuho Corporate Bank (New York, NY)
    …notices and changes from relevant regulators, including US, federal prudential and securities regulators.*Experience in developing or maintaining a repository ... capital requirements under FRB guidelines and Basel Accords, enhanced prudential standards under Dodd-Frank and Volcker Rule requirements. *Excellent analytical… more
    Mizuho Corporate Bank (07/11/25)
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  • Senior Manager, Compliance Business Oversight (US)

    TD Bank (New York, NY)
    …and industry standards, as it applies to Banking, Securities, Insurance, Prudential , Finance, HR, etc. + Experience with coordination of processes involving ... multiple groups and stakeholders, ensuring that activities are completed timely and efficiently + Experience analyzing large data sets and leveraging business intelligence tools to drive analysis and insights + Experience with implementation of process… more
    TD Bank (08/28/25)
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  • Credit Modeling Quantitative Analyst II (Hybrid…

    M&T Bank (New York, NY)
    …(Supervision and Regulation Letters) 10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance/operational/model risk controls and ... other second line of defense and regulatory standards, policies and procedures. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify risk-related issues needing… more
    M&T Bank (08/27/25)
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  • Credit Modeling Quantitative Analyst I (Hybrid…

    M&T Bank (Buffalo, NY)
    …(Supervision and Regulation Letters) 10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance/operational risk/model controls and ... other second line of defense policies and regulatory standards, policies and procedures. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify risk-related issues… more
    M&T Bank (08/27/25)
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  • Operational Risk Manager - Regulatory Mapping - 12…

    Bloomberg (New York, NY)
    …compliance risks, and control adequacy-especially in investment banking and prudential regulations, and anti-money laundering domains. + Support the enterprise ... risk management framework in partnership with the Chief Risk Office and Risk & Compliance Shared Services (RCSS). + Challenge and guide first line of defense teams on control design and risk mitigation in a way that promotes accountability and proactive risk… more
    Bloomberg (08/27/25)
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  • Credit Model Quantitative Lead (Hybrid)

    M&T Bank (Buffalo, NY)
    …(Supervision and Regulation Letters) 10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance/operational/model risk controls and ... other standards, policies and procedures. + Complete other related duties as assigned. **Scope of Responsibilities:** The position is focused on data science, data wrangling, model development and associated analyses. This includes supporting production models… more
    M&T Bank (08/20/25)
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  • Director, US Books and Records Compliance Program

    Raymond James Financial, Inc. (New York, NY)
    …requirements and industry best practices + Concepts and expectations of prudential regulators for businesses associated with a global, diversified Financial Holding ... Company + Compliance Risk Management concepts **Advanced Skill in:** + Leadership, associate and team development, and consensus building + Tactical execution of strategic initiatives + Decision-making, considering risks, resources, and impacts to business and… more
    Raymond James Financial, Inc. (08/12/25)
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