- PNC (New York, NY)
- …supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, OCC, FRB, CFPB), exam procedures, and ongoing ... supervision activities - In depth experience with PNC's Operational Risk Framework, inclusive of risk reporting routines and requirement **Job Description** + Directs and designs the risk management program and corresponding communication strategies. Reviews… more
- MUFG (New York, NY)
- …teams and engagement with risk management. + Adhere to all Enhanced Prudential Standards requirements for US Broker Dealer including Intraday monitoring, collateral ... management, cash flow forecasting, stress testing, and compliance with ALM guidelines. **Job Requirements** + 5+ years of experience in treasury, funding and liquidity at a broker dealer and/or bank. + Ability to analyze, troubleshoot and strategically solve… more
- Bank of America (New York, NY)
- …python) with ability to design, develop and automate. + Knowledge of Prudential Valuation regulation and its implementation. + Prior experience influencing and ... collaborating with stakeholders across functions/divisions. + Valuation Specialists possess broad knowledge of financial markets, products, and quantitative theory with a keen interest on XVA, structured notes or Commodities related topic. + Master's degree in… more
- SMBC (New York, NY)
- …SMBC's regulatory engagement framework and strategy relating to its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations. ... **Role Objectives** + Serve as the primary Regulatory Relations liaison for high priority engagements including management of complex regulatory examinations and inquiries. + Advise and support regulatory interactions for the first and second lines of defense… more
- Mizuho Corporate Bank (New York, NY)
- …Resilience + US Federal Reserve, OCC, and FDIC guidance + UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) requirements The expected ... base salary ranges from $180,000.00 - $200,000.00. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are… more