- Arena Investors LP (Jacksonville, FL)
- …of compliance policies and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring); . Conflicts ... 10 years of regulatory compliance experience at a SEC-registered investment adviser (primarily private credit exposure); . Experience with broker-dealer compliance… more
- MyFlorida (Tampa, FL)
- …in risk management, compliance, operations, or the front office of an investment adviser or broker-dealer. + Individuals who hold or have held securities industry ... Examiner (CFE); Certified Anti-Money Laundering Specialist (ACAMS); and/or a Certified Public Accountant (CPA) designation. A writing sample may be requested. This… more
- Ensono (Miami, FL)
- …outcomes that reshape how our world runs. As an expert technology adviser and managed service provider with cross-platform certifications, Ensono empowers our ... selling "as-a-service" complex technology offerings that include managed services, public cloud, mainframe, security, and outsourcing into the financial services… more
- Ensono (Miami, FL)
- …outcomes that reshape how our world runs. As an expert technology adviser and managed service provider with cross-platform certifications, Ensono empowers our ... IBM mainframe and mid-range along with modern platforms like public and private cloud. **Why Ensono?** Ensono is a...inclusion. You can do great things for your own health or for a healthier planet. Whatever it means… more