- Raymond James Financial, Inc. (Plattsburgh, NY)
- …to obtain within six (6) months from the start date. _The Plattsburgh Raymond James office_ _and its employees are_ **_independent contractors with respect ... to Raymond James_** _; not employees of Raymond James . The term " Raymond James " includes, but is not limited to Raymond James Financial… more
- Raymond James Financial, Inc. (New York, NY)
- …Responsibilities** + Develops and implements added execution algos and enhancements for Raymond James electronic trading business. + Analyzes and provides ... quantitative analysis of Raymond James (RJ) historical trade data from several sources. + Creates back-testing models to evaluate and optimize the firm's trading… more
- Raymond James Financial, Inc. (Clarence, NY)
- …_Scheff Liddell Wealth Group and its employees are independent contractors with respect to Raymond James ; not employees of Raymond James . The ... term " Raymond James " includes, but is not limited to Raymond James Financial Services, Inc. ("RJFS") and Raymond James Financial Services… more
- Raymond James Financial, Inc. (New York, NY)
- …trusted advice and tailored, sophisticated strategies for individuals and institutions. Raymond James Financial is a diversified holding company, headquartered ... in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary companies engaged… more
- Raymond James Financial, Inc. (New York, NY)
- …Responsibilities** + Manages the sale of personal trust accounts to clients of Raymond James affiliated Financial Advisors with branch locations within a ... the sale of personal trust accounts to individuals who are not Raymond James affiliated Financial Advisors from any geographic region. + Performs public speaking… more
- Raymond James Financial, Inc. (New York, NY)
- Raymond James Private Capital Markets (PCM) is a dedicated group within the Firm's Investment Banking division that advises leading private companies, financial ... a rare platform to do so - _with the full resources and stability of Raymond James behind you_ . Key responsibilities may include, but are not limited to: +… more
- Raymond James Financial, Inc. (New York, NY)
- …and objectives. Maintains extensive contact with various business units and departments of Raymond James Financial and its subsidiaries to perform the functions ... of this job. **Essential Duties and Responsibilities** + Manages associates, and division of responsibilities within Compliance department. + Manages compliance programs and conducts activity and exception reviews. + Identifies and manages regulatory risks… more
- Raymond James Financial, Inc. (New York, NY)
- …**Essential Duties and Responsibilities** + Maintain policies, standards and procedures for Raymond James 's development and execution of scenarios + Develop and ... oversee scenario definition, design and expansion + Maintain requirements on expectations of scenario types (eg, topical, emerging risks, hypothetical, etc.) + Execute on particular stress test components + Design and oversee the administration of scenarios… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the country + Detailed documentation of ... testing in branch exam system and related work papers + Ensure prescribed sample methodologies are used and resulting sample sizes provide an adequate reflection of the activity being tested + Use professional judgement to know when to "ask the next question"… more
- Raymond James Financial, Inc. (New York, NY)
- …The Senior Manager, Market Risk Manager will play a key role in the independent oversight and reporting of market risk exposures across Fixed Income, Structured ... Products, and Equities trading businesses. This individual will support the daily risk management process, contribute to the development of risk analytics, and provide insight into market dynamics and portfolio sensitivities. The role requires strong… more