- Raymond James Financial, Inc. (Plattsburgh, NY)
- …to obtain within six (6) months from the start date. _The Plattsburgh Raymond James office_ _and its employees are_ **_independent contractors with respect ... to Raymond James_** _; not employees of Raymond James . The term " Raymond James " includes, but is not limited to Raymond James Financial… more
- Raymond James Financial, Inc. (New York, NY)
- …Responsibilities** + Manages the sale of personal trust accounts to clients of Raymond James affiliated Financial Advisors with branch locations within a ... the sale of personal trust accounts to individuals who are not Raymond James affiliated Financial Advisors from any geographic region. + Performs public speaking… more
- Raymond James Financial, Inc. (New York, NY)
- Raymond James Private Capital Markets (PCM) is a dedicated group within the Firm's Investment Banking division that advises leading private companies, financial ... a rare platform to do so - _with the full resources and stability of Raymond James behind you_ . Key responsibilities may include, but are not limited to: +… more
- Raymond James Financial, Inc. (New York, NY)
- …a sense of urgency. + Clearly demonstrate a client-first focus in line with the Raymond James culture. **Working Schedule:** + Hours: 11:00 am - 8:00 pm Eastern ... Time. Some additional hours may be required. **Travel Required:** + None required. Fully remote work environment. more
- Raymond James Financial, Inc. (New York, NY)
- …urgency. + Clearly demonstrate a client-first focus in line with the Raymond James culture. **Educational/Previous Experience Requirements:** + Bachelor's degree ... (BA) in Graphic Design or related discipline and a minimum one (1) year relevant experience in the design field. ~or~ + Any equivalent combination of experience, education, and/or training approved by Human Resources. **Licenses/Certifications:** + None… more
- Raymond James Financial, Inc. (New York, NY)
- …and objectives. Maintains extensive contact with various business units and departments of Raymond James Financial and its subsidiaries to perform the functions ... of this job. **Essential Duties and Responsibilities** + Manages associates, and division of responsibilities within Compliance department. + Manages compliance programs and conducts activity and exception reviews. + Identifies and manages regulatory risks… more
- Raymond James Financial, Inc. (New York, NY)
- …**Essential Duties and Responsibilities** + Maintain policies, standards and procedures for Raymond James 's development and execution of scenarios + Develop and ... oversee scenario definition, design and expansion + Maintain requirements on expectations of scenario types (eg, topical, emerging risks, hypothetical, etc.) + Execute on particular stress test components + Design and oversee the administration of scenarios… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Investigate potentially suspicious activity arising from automated transaction monitoring system, branch escalations, regulatory investigations, or matters ... escalated by various business lines including Compliance, Legal, Risk or other Firm divisions. + Review client background information, securities transactions, and fund movements to identify potential money laundering, terrorist financing, or other financial… more
- Raymond James Financial, Inc. (New York, NY)
- …Advise others on how to design new processes and systems that meet professional standards. Identify and evaluate complex, expertise-led solutions against a range of ... criteria to find the ones that best meet business needs. Use data from a wide range of sources to analyze key themes and identify possible impacts on the business. Develop and amend investment models to provide input to senior colleagues and/or help manage… more
- Raymond James Financial, Inc. (New York, NY)
- …**Origination & Analysis** + Conduct detailed credit analysis and due diligence on prospective issuers. + Prepare pitch books and marketing materials for client ... presentations. + Draft preliminary term sheets. + Monitor market trends in private credit and public debt. + Maintain investor CRM, databases and support investor outreach efforts. **Execution Support** + Assist in the preparation of credit approval… more
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