- Raymond James Financial, Inc. (New York, NY)
- …and responsibilities as assigned. Knowledge, Skills, and Abilities Knowledge of: * Raymond James ' organizational structure, policies, mission, and strategies. * ... Standard securities industry practices and procedures. * Fixed Income concepts, practices, and operations. * Principles of banking, finance, and securities operations. * Financial markets and related products. Skill in: * Understanding municipal regulatory and… more
- Raymond James Financial, Inc. (New York, NY)
- …high level of autonomy, the Director of Business Intelligence will partner with Raymond James Technology and Financial Crimes Management stakeholders to lead the ... transformation of the BI function within Financial Crimes Analytics (FCA). This is a player-coach role - combining technical leadership with direct execution - focused on modernizing our BI infrastructure, decommissioning legacy assets, and building a new… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Provide Equity Capital Markets (ECM), Equity Research and Investment Banking advisory and monitoring functions + Identify and manage regulatory risks associated ... with ECM, Investment Banking and Research + Interact with members of ECM/IB/Sales/Research for advice related to IPO/Follow-On Equity offerings (eg Reg M, deal marketing, SPACs) + Daily engagement with Senior Managing Directors and Managing Directors from the… more
- Raymond James Financial, Inc. (New York, NY)
- …: + Responsible for the production, validation and submission of non-financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic Blue Sheets (EBS), ... Large Options Position Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations, Trading, Compliance, IT, and Legal) + Assists and provides input in the interpretation of new/changing securities rules, regulations, policies or laws;… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Develops expertise on the biotechnology industry and individual biotech companies to assess the impact of clinical data readouts and other impactful news. + Prepare ... and coordinate the completion of various data and analytics reports, including financial models for revenue and income forecasts, cash flow analysis, balance sheet, and quarterly projections. + Assembles and analyzes clinical, scientific and other data to help… more
- Raymond James Financial, Inc. (New York, NY)
- …Conduct research using primary data sources, and select information needed for the analysis of key themes and trends. Contribute to the development and delivery of ... financial policies, guidelines, and protocols to ensure the company complies with regulations and good financial practice. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned portfolios. Advise managers how to… more
- Raymond James Financial, Inc. (New York, NY)
- …Develop and/or deliver a plan for significant aspects of the financial management and/or control process. Analyze, assess, and quantify the risks associated with ... products, individual applications, business activities, and the market to determine whether any risk is within the agreed risk appetite. Undertake tactical risk modeling. Use data from a wide range of sources to analyze key themes and identify possible impacts… more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …: Under direct supervision, uses specialized knowledge and skills obtained through education and experience, to assist in analyzing portfolio analytics, asset ... allocation and investment holdings with client portfolios and make appropriate recommendations when warranted. Provides professional support to Financial Advisors by preparing industry and company research by collecting, organizing data, writing… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Take responsibility for developing and delivering an important part of the organization's investment policy. Also responsible for maximizing the value of ... investments by managing an investment department or unit. + Undertake strategic and tactical risk modeling and scenario planning for business-critical decisions to support business strategy and to identify and mitigate risk in line with the risk appetite.… more
- Raymond James Financial, Inc. (Saratoga Springs, NY)
- …+ Performs back-up for all operational functions as required by workloads and absences. + Works directly with home office personnel to coordinate branch-home office ... workflow. + Completes self-audit of branch procedures. + Assists Branch Manager with confidential matters and compliance visits and replies. + Assists Branch Manager with controlling expenses and operating at peak efficiencies. + Oversees ordering of supplies,… more