- Raymond James Financial, Inc. (Locust Valley, NY)
- …+ Collects fundamental research on related companies as requested by Financial Advisors. + Uses analytical tools, software and methodologies to research investment ... products, asset allocation and comparative analysis on portfolios. + Assists in preparation of written industry and company specific reports + Assists in development of financial models for revenue and income forecasts. + Assists with research and analytics… more
- Raymond James Financial, Inc. (New York, NY)
- …Under general direction with a high level of autonomy, uses extensive knowledge and skills obtained through education and experience, to manage legal matters ... involving Global Equities and Investment Banking (the "assigned functional area(s)"). May lead major projects, programs or processes with significant business impact involving cross-functional teams. Influences strategic direction, develops tactical plans and… more
- Raymond James Financial, Inc. (New York, NY)
- …Under administrative direction, uses knowledge and skills obtained through experience, specialized training and/or certification in securities industry to conduct ... onsite* branch examinations of retail brokerage offices throughout the US Exams include reviews of various supervisory systems, setting and circumstances of the physical location, onsite files, related documentation, and employee interviews to ensure adherence… more
- Raymond James Financial, Inc. (New York, NY)
- …Develop and/or deliver a plan for significant aspects of the financial management and/or control process. Analyze, assess, and quantify the risks associated with ... products, individual applications, business activities, and the market to determine whether any risk is within the agreed risk appetite. Undertake tactical risk modeling. Use data from a wide range of sources to analyze key themes and identify possible impacts… more
- Raymond James Financial, Inc. (New York, NY)
- …Advise others on how to design new processes and systems that meet professional standards. Identify and evaluate complex, expertise-led solutions against a range of ... criteria to find the ones that best meet business needs. Use data from a wide range of sources to analyze key themes and identify possible impacts on the business. Develop and amend investment models to provide input to senior colleagues and/or help manage… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Bachelor's Degree in a Finance-related field, or equivalent combination of education and related training + Minimum 10 years of combined experience in finance or ... corporate sales; experience in the Equipment Finance banking market preferred **Essential Skills and Abilities:** + Knowledge of the principles of equipment financing structure, credit analysis and tax law + Responsible for growing TriState Capital's business… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Lead the end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives and work plans. + Develops, ... As the Vice President, Sanctions Officer, you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer, you'll be responsible for ensuring adherence to OFAC and international sanctions… more
- Raymond James Financial, Inc. (New York, NY)
- …Make authoritative recommendations about technical or professional solutions that would significantly improve business performance. Develop innovative solutions by ... integrating and analyzing complex and diverse information sources. Make authoritative recommendations that have a significant impact on the business over the short and long term. Recommendations could be technical or professional in nature. Develop functional… more
- Raymond James Financial, Inc. (New York, NY)
- …. Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business appetite for risk taking and ... establish appropriate controls. . Conducts and presents regular risk reviews in order to provide an independent perspective of the business and to keep pace with the changing business environment. + Continuously monitors and analyzes the businesses risk… more
- Raymond James Financial, Inc. (New York, NY)
- …Take responsibility for developing and delivering an important part of the organization's investment policy. Also responsible for maximizing the value of investments ... by managing an investment department or unit. Take responsibility for developing and delivering a major part of the organization's financial product development program to enable overall corporate strategy. Develop and implement a relationship management plan… more
Recent Jobs
-
Director, Sterile Product Development (Biologics)
- Merck & Co. (Rahway, NJ)