- Raymond James Financial, Inc. (New York, NY)
- …: + Responsible for the production, validation and submission of non-financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic Blue Sheets (EBS), ... Large Options Position Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations, Trading, Compliance, IT, and Legal) + Assists and provides input in the interpretation of new/changing securities rules, regulations, policies or laws;… more
- Raymond James Financial, Inc. (New York, NY)
- …Conduct research using primary data sources, and select information needed for the analysis of key themes and trends. Contribute to the development and delivery of ... financial policies, guidelines, and protocols to ensure the company complies with regulations and good financial practice. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned portfolios. Advise managers how to… more
- Raymond James Financial, Inc. (New York, NY)
- …Take responsibility for developing and delivering an important part of the organization's investment policy. Also responsible for maximizing the value of investments ... by managing an investment department or unit. Take responsibility for developing and delivering a major part of the organization's financial product development program to enable overall corporate strategy. Develop and implement a relationship management plan… more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …: Under direct supervision, uses specialized knowledge and skills obtained through education and experience, to assist in analyzing portfolio analytics, asset ... allocation and investment holdings with client portfolios and make appropriate recommendations when warranted. Provides professional support to Financial Advisors by preparing industry and company research by collecting, organizing data, writing… more
- Raymond James Financial, Inc. (Saratoga Springs, NY)
- …+ Serves as first point of contact to service a high volume of daily interactions, including basic inquiries, providing quotes and scheduling of meetings, with ... prospective and existing clients on the phone, in-person, virtually and through mailings. + Works both independently and within a dynamic team environment to provide crucial support to the financial advisors and branch office. + Onboards new clients, opens new… more
- Raymond James Financial, Inc. (New York, NY)
- …Under general direction, with some degree of autonomy, uses specialized knowledge and skills obtained through education and experience to maintain and develop ... business relationships with assigned institutional clients and provide advanced support to assigned Institutional Equity Specialist. Maintains contact with Institutional Investors (clients) to, among other responsibilities, facilitate meetings, conference… more
- Raymond James Financial, Inc. (New York, NY)
- …The Senior Manager, Market Risk Manager will play a key role in the independent oversight and reporting of market risk exposures across Fixed Income, Structured ... Products, and Equities trading businesses. This individual will support the daily risk management process, contribute to the development of risk analytics, and provide insight into market dynamics and portfolio sensitivities. The role requires strong… more
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