• Vice President, Advisory Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …with Risk, Legal, Compliance, and PCG to ensure supervisory practices align with regulatory expectations, mitigate firm risk, and support advisor and client ... procedures. + Investment Company Act of 1940 and SEC regulatory environment. + Financial advisor business models and supervisory needs. **Skill in** + Strategic… more
    Raymond James Financial, Inc. (08/15/25)
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  • Transition Technology Consultant (Tier 2)

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Development** + Maintain a strong understanding of Raymond James' technology ecosystem, regulatory environment, and advisor needs. + Pursue ongoing professional ... Visa sponsorship, either currently or in the future._** **Key Responsibilities** + ** Advisor Onboarding & Enablement** + Serve as the primary technology liaison for… more
    Raymond James Financial, Inc. (07/26/25)
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  • Senior Manager - Enterprise Control Management,…

    American Express (Sunrise, FL)
    …and advise action owners on risk management remediation efforts with a audit and regulatory perspective. + Act as resource and advisor for 1LOD teams on ... an impact in this role?** This **Senior Manager of Regulatory & Audit Exam Management** will be part of...help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will support ECM's internal… more
    American Express (08/14/25)
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  • Advisor Development Program - Financial…

    Bank of America (Pensacola, FL)
    Advisor Development Program - Financial Solutions Advisor Trainee (Centralized) - Pensacola, FL Merrill Office Pensacola, Florida **To proceed with your ... at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Pensacola/ Advisor -Development-Program Financial-Solutions- Advisor -Trainee--Centralized Pensacola--FL-Merrill-Office\_25034593-2) **Job Description:**… more
    Bank of America (08/17/25)
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  • Advisor Development Program - Financial…

    Bank of America (Tallahassee, FL)
    Advisor Development Program - Financial Solutions Advisor Trainee: North Monroe Financial Center Tallahassee, Florida **To proceed with your application, you ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Tallahassee/ Advisor -Development-Program Financial-Solutions- Advisor -Trainee--North-Monroe-Financial-Center\_25029577-2) **Job Description:** Merrill Wealth… more
    Bank of America (07/15/25)
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  • Advisor Development Program - Madrid Square…

    Bank of America (St. Petersburg, FL)
    Advisor Development Program - Madrid Square Financial Solutions Advisor Trainee: Financial Center - Saint Petersburg, FL Saint Petersburg, Florida **To proceed ... at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Saint-Petersburg/ Advisor -Development-Program Madrid-Square-Financial-Solutions- Advisor -Trainee Financial-Center Saint-Petersburg--FL\_25007206) **Job… more
    Bank of America (06/05/25)
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  • Associate Financial Advisor

    Edward Jones (Tarpon Springs, FL)
    …visible members of the client team, working under the leadership of a financial advisor . You thrive in an inclusive team environment, are a continuous learner, have ... an impact to change lives. You and your financial advisor will complement each other to create capacity and...relationships with clients with an understanding of legal and regulatory requirements related to selling financial solutions + Critical… more
    Edward Jones (08/19/25)
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  • Financial Advisor

    Edward Jones (St. Petersburg, FL)
    …If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to ... building wealth, estate strategies, funding education and more. As a financial advisor with Edward Jones, you'll develop and grow your own practice, supported… more
    Edward Jones (08/09/25)
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  • Merrill Financial Solutions Advisor - Tampa…

    Bank of America (St. Petersburg, FL)
    Merrill Financial Solutions Advisor - Tampa Market Tampa, Florida;Lakeland, Florida; Clearwater, Florida; Clearwater, Florida; Saint Petersburg, Florida **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Tampa/Merrill-Financial-Solutions- Advisor Tampa-Market\_25014676) **Job Description:** Merrill Wealth Management is a… more
    Bank of America (08/13/25)
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  • Advisor , Registrations

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …of the organization. + Increase knowledge of FINRA, state and other regulatory agency rules and regulations regarding financial advisor registration. ... department and its business partners. Collaborates with manager and team on regulatory matters to ensure representative, branch and firm remain in compliance with… more
    Raymond James Financial, Inc. (07/30/25)
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