- ManpowerGroup (New York, NY)
- Our client, the financial services industry, is seeking a Regulatory Change Management Officer to join their team. As a Regulatory Change ... communication abilities, which will align successfully in the organization. **Job Title:** Regulatory Change Management Officer **Location: New York, New… more
- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... of changes in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice… more
- KeyBank (Albany, NY)
- …LOB senior management . . Maintain relationships with industry peers and regulatory bodies. . Identify, respond and/or escalate risks as appropriate. . Assist in ... assessments, compliance processes, and applicable techniques for the implementation of regulatory and legal requirements. . Strong relationship management and… more
- KeyBank (NY)
- …4910 Tiedeman Road, Brooklyn Ohio **About the Job** The Senior Compliance Officer - Special Projects Review Team (SPRT) role reports to KeyBank's Financial ... Crimes Risk Management 's (FCRM) Special Projects Compliance Director. The Senior Compliance Officer - SPRT role ensures Key's compliance with Bank Secrecy Act /… more
- Catholic Charities of the Dioscese of Albany (Albany, NY)
- …at all levels of the organization + Reputation for integrity and willingness to change higher levels of management on issues arising through compliance programs ... Your Career? Join us in our mission as the Compliance & HIPAA Privacy Officer at Catholic Charities of Executive Office & Support Services. The Compliance & HIPAA… more
- City National Bank (New York, NY)
- …and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?*...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate… more
- City National Bank (New York, NY)
- …and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance...with regulatory and business standards. * Manage regulatory change management and participate… more
- City National Bank (New York, NY)
- … within the Wealth Management Division to balance prudent risk management , regulatory oversight, business development, and client relationship management ... . The position requires a deep understanding of fiduciary law, risk management , regulatory compliance, and investment oversight. *WHAT WILL YOU DO?* * … more
- JPMorgan Chase (New York, NY)
- …It operates across four business segments including Asset & Wealth Management , Corporate and Investment Banking Commercial Banking, Consumer and Community Banking. ... do outstanding work by partnering with clients and each other to generate positive change in our local and global communities every single day. We are committed to… more
- HUB International (New York, NY)
- …insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in revenue and ... and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly into… more
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