- JPMorgan Chase (New York, NY)
- …It operates across four business segments including Asset & Wealth Management , Corporate and Investment Banking Commercial Banking, Consumer and Community Banking. ... do outstanding work by partnering with clients and each other to generate positive change in our local and global communities every single day. We are committed to… more
- Raymond James Financial, Inc. (New York, NY)
- …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining...needs of a growing organization. . Acts as a change agent within a transforming environment, setting strategic direction… more
- Marex (New York, NY)
- … inquiries. + Complete or assist in completing US Broker Dealer BCAC (Business Change Approval Committee ()guidance for management review + Manage US Broker ... visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services… more
- MTA (White Plains, NY)
- Training Officer C&S - M of W Job ID: 13090 Business Unit: Metro-North Railroad Location: White Plains, NY, United States Regular/Temporary: Regular Department: ... Operations Training Date Posted: Sep 19, 2025 Description Job Title: Training Officer C&S Department: Maintenance of Way MTA Agency: Metro-North Railroad Primary… more
- TD Bank (New York, NY)
- …, fraud aggregation and assessment, Basel implementation/capital analysis, change management , Privacy, AML, LCM and other regulatory issues), in addition ... Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control...Management and the Office of the Chief Risk Officer . They should have and should have the ability… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree ... this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- KeyBank (Albany, NY)
- …LOB senior management . - Maintain relationships with industry peers and regulatory bodies. - Escalates promptly to appropriate senior management or ... Tiedeman Road - Brooklyn, Ohio 44144 The Operational Risk Officer position resides in the 2nd Line of Defense...the 2nd Line of Defense within KeyCorp's Operational Risk Management group and will be responsible for executing risk… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk appetite and protects… more
- KeyBank (Buffalo, NY)
- … intelligence gathering and emerging risk identification + Assist with exam and regulatory management , including audit coordination and response + Participate in ... units and technology teams to ensure alignment with Key's Data Risk Management Framework, regulatory expectations, and industry best practices. The ideal… more
- Bank of America (New York, NY)
- Credit Underwriter II/Credit Officer I - Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **To proceed with your application, you must be ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Credit-Underwriter-II-Credit- Officer -I Global-Renewable-Energy-Credit\_25038618) **Job Description:** At Bank of America, we… more
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