- Molina Healthcare (Syracuse, NY)
- …practices to ensure adherence to and compliance with State and Federal regulatory guidelines. The Sr. Analyst develops and performs audits and oversight ... state and federal regulatory rules, contracts, and other guidance to assess compliance and support building regulatory compliance audit procedures. * At… more
- Mizuho Corporate Bank (New York, NY)
- …is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- MUFG (New York, NY)
- …regard to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree, CFA ... independently and under pressure. The typical base pay range for these role(s) ( analyst & associate ) is depending on job-related knowledge, skills, experience,… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Associate Analyst is responsible for supporting the daily operations, settlement, reconciliation, and investigations ensuring proper and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (New York, NY)
- …accountability The typical base pay range for this role is between $110k-190k ( analyst & associate range) depending on job-related knowledge, skills, experience ... and approval + Oversee and manage internal processes required for compliance and execution, including KYC, profitability analysis, committee approvals, legal due… more
- BlackRock (New York, NY)
- …value to their policyholders and shareholders. Role Overview The Retail Insurance Analyst supports the Relationship Management team in delivering a seamless client ... reporting and portfolio reviews + Ad hoc data and strategy requests + Compliance monitoring and documentation + Support business development efforts by: + Preparing… more
- TD Bank (New York, NY)
- …this role. **Job Description:** We are looking for a highly motivated Business Associate to join our Partnership & Innovation team within Global Transaction Banking. ... & Governance** - Prepare documentation for vendor assessments, risk reviews, and compliance approvals. - Ensure all records meet internal audit, regulatory ,… more
- MUFG (New York, NY)
- …with Middle and Back Offices for the Conduits. + Daily maturity limit and compliance monitoring for ABCP program + Contact with clients for all funding matters. + ... documentation, ratings process, reporting + Follow market developments and regulatory related issues ABCP conduits and securitization industry- write summary… more
- SMBC (New York, NY)
- …to include: bank capital structure, and a general understanding of regulatory requirements. Regional Bank coverage experience is a plus. **Role Objectives** ... a fast-paced entrepreneurial environment + An interest in the regulatory framework for Banks and Broker Dealers, to include...of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent… more