- Truist (Charlotte, NC)
- …2. Assist with the develop data testing procedures and templates for various Regulatory Reports. 3. Analyze data within assigned enterprise data entities compared to ... accuracy and correctness of data. 4. Knowledgeable on accounting and regulatory reporting requirements, and reporting processes for assigned area of responsibility.… more
- Coinbase (Charlotte, NC)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong… more
- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts ... team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory ... requirements, and consistently deliver high-quality resolutions. As an Analyst , Compliance TMS Operations within the CX… more
- UMB Bank (Raleigh, NC)
- …This position will conduct transaction and control testing to validate regulatory compliance with policies, regulations and laws that govern fiduciary ... team provides timely, accurate, and seasoned judgment related to regulatory compliance risk, suggests strategies for mitigating...compliance monitoring and other mandated programs. As a Compliance Testing Analyst you will assist the… more
- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of Coinbase's BSA/AML regulatory compliance policies and program including investigating automated alerts ... * Serve as internal Subject Matter Expert for Coinbase's end-to-end transaction monitoring (TMS) operations, assisting teammates with substantive questions about… more
- Insight Global (Charlotte, NC)
- …* Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts ... or the tech industry, with a focus on TMS, compliance , or regulatory matters. * Relevant experience...from our transaction monitoring systems, and referrals sourced from law enforcement… more
- Deloitte (Charlotte, NC)
- AML Consultant-Project Delivery Senior Analyst - Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who wants to work in ... a collaborative environment? As an experienced AML Project Delivery Senior Analyst you will have the ability to share new ideas and collaborate on projects as a… more
- Coinbase (Charlotte, NC)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... on transaction monitoring system (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible for auditing… more
- TD Bank (Charlotte, NC)
- …Finance **Job Description:** **Job Summary:** The Senior Treasury Capital Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or ... checks regarding capital reporting and all relevant investor and/or regulatory requests and provides a range of analytical support...to ongoing projects and supports others as a Senior Analyst . **Depth & Scope:** + Produces accurate and timely… more
- Bank of America (Charlotte, NC)
- …settlement practices. Furthermore, this role will involve resolving discrepancies in transaction records, ensuring compliance with regulatory standards, ... Markets Support Analyst - Fed Settlements Charlotte, North Carolina **To...+ Liaise with various departments, including trading, finance, and compliance , to ensure alignment on settlement protocols. + Conduct… more