- Citigroup (Charlotte, NC)
- Transaction Management Analyst will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to loan closing and ... of data, controls and processes performed meet internal policies and regulatory requirements/expectations. Work with lines of business, transaction management,… more
- Coinbase (Charlotte, NC)
- …Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts ... Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently… more
- Coinbase (Charlotte, NC)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... on transaction monitoring system (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible for auditing… more
- TD Bank (Charlotte, NC)
- …Business: Finance Job Description: Job Summary: The Senior Treasury Capital Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or ... checks regarding capital reporting and all relevant investor and/or regulatory requests and provides a range of analytical support...to ongoing projects and supports others as a Senior Analyst . Depth & Scope: Produces accurate and timely capital… more
- TD Bank (Charlotte, NC)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... Risk Policy, adhere with industry best practices, and meet regulatory requirements. Supports Senior Manager to develop and coach...as required Leads and manages a sizeable team of Analyst professionals and overall operation of a diverse group… more
- TEKsystems (Charlotte, NC)
- …wishing to join and review of Outside Business Activity and Private Securities Transaction Requests for advisors. The Analyst will work closely with other ... Description We are currently looking to hire an Analyst within the Advisor Review area of the...area of the Business Risk Management department within the Compliance , Legal and Risk (CLR) organization. The Advisor Review… more
- Truist (Charlotte, NC)
- …collateral monitoring financial analysis, risk mitigation while adhering to all operational/ regulatory compliance . Work closely with Truist clients to manage ... review and analysis of field exams and appraisals and maintain regulatory requirements. Understand and adhere to various Truist policies, processes, procedures… more
- EY (Charlotte, NC)
- …lifecycle including design, architecture, development and testing Knowledge of Banking regulatory frameworks and compliance standards in the payments space. ... design comprehensive ISO test cases (CHIPS, FEDWIRE, SWIFT Payments Analyst | SWIFT GPI | WIRES | SEPA |...Knowledge of regulatory requirements and compliance standards related to ISO 20022 (OFAC, RTP, EFT… more
- Citigroup (Charlotte, NC)
- Transaction Management Analyst will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to loan closing and ... and regulatory requirements/expectations. + Work with lines of business, transaction management, and loan operations to define and implement operational metrics… more
- Coinbase (Charlotte, NC)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong… more
